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Article

Morgan Lewis | United Kingdom | 30 Nov 2018

UK Cryptoassets Taskforce Issues Report on Challenges Posed by Cryptoassets

The United Kingdom’s Cryptoassets Taskforce, comprising representatives from the UK government, Financial Conduct Authority (FCA), and Bank of

Article

Morgan Lewis | United Kingdom | 10 Jul 2018

SMCR Extension: FCA Publishes ‘Near Final’ Rules, Sets Implementation Date

The Financial Conduct Authority and Prudential Regulation Authority published policy statements on 4 July on the extended Senior Managers and

Article

Morgan Lewis | United Kingdom | 17 May 2018

Financial Stability Board Consults on Compensation Data Reporting to Address Misconduct Risk

As part of its 2015 workplan to reduce misconduct risk in financial institutions, the Financial Stability Board is consulting on recommendations for

Article

Morgan Lewis | European Union | 16 Feb 2018

Are You KID-ing? New EU Rules Require Information Documents to Be Supplied to Retail Investors

The EU regulation on key information documents (KIDs) for packaged retail and insurance-based products (PRIIPs) took direct effect in the European

Article

Morgan Lewis | United Kingdom | 15 Sep 2017

Senior Managers and Certification Regime 2018 Extension: FCA Consults

The Financial Conduct Authority has published a Consultation Paper containing its proposals to expand the Senior Managers and Certification Regime to

Article

Morgan Lewis | United Kingdom | 17 Jul 2017

UK Meets Its Obligation to Transpose MiFID II into UK Law on Time

Brexit notwithstanding, the United Kingdom implemented MiFID II locally, on time; however, FCA deferred the opportunity to assist industry by

Article

Morgan Lewis | United Kingdom | 8 Feb 2017

UK Financial Conduct Authority Clamps Down on Retail CFD Products

Concerned that more and more retail customers are offering and trading contracts-for-differences (CFD) products without an adequate understanding of

Article

Morgan Lewis | United Kingdom | 8 Dec 2016

FCA to Impose Remedies in Asset Management Sector

The market study, commenced in November 2015, considers whether the UK's asset management sector is sufficiently competitive and whether

Article

Morgan Lewis | United Kingdom, European Union | 16 Nov 2016

Update On Securities Financing Transactions Regulation

In late September 2016, the Financial Conduct Authority (FCA) published changes to its Collective Investment Schemes sourcebook (COLL) and

Article

Morgan Lewis | United Kingdom, European Union | 24 Oct 2016

UK Market Abuse Regime Extends Its Reach: Implications for Issuers

Companies trading on either the London Stock Exchange’s Main Market or AIM should ensure that their systems and procedures reflect changes to their

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