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103 results found

Article

Katten Muchin Rosenman LLP | United Kingdom, European Union | 14 Jun 2019

FCA Confirms Extension of Temporary Permissions Regime to October 30

On May 24, the UK Financial Conduct Authority (FCA) published a press release confirming that it is extending the deadline for notifications for the

Article

Katten Muchin Rosenman LLP | European Union | 14 Jun 2019

EMIR REFIT Published in the Official Journal of the European Union

On May 28, the regulation amending the European Market Infrastructure Regulation (EMIR), or EMIR REFIT, was published in the Official Journal of the

Article

Katten Muchin Rosenman LLP | United Kingdom, European Union | 14 Jun 2019

ESMA Updates Statement on the Impact of Brexit on the MiFIR Trading Obligation for Shares

On May 29, the European Securities and Markets Authority (ESMA) published a revised statement outlining its approach relating to the trading

Article

Katten Muchin Rosenman LLP | United Kingdom | 14 Jun 2019

FCA Publishes Policy Statement and Final Rules on the Shareholder Rights Directive II and Related Party Transactions

On May 31, the UK Financial Conduct Authority (FCA) published its policy statement titled “Proposals to Promote Shareholder Engagement: Feedback to

Article

Katten Muchin Rosenman LLP | United Kingdom | 10 May 2019

FCA Updates National Private Placement Regime Notification Process Under AIFMD

On May 2, the UK Financial Conduct Authority (FCA) updated its webpage on the United Kingdom’s national private placement regime (NPPR) under the

Article

Katten Muchin Rosenman LLP | United Kingdom | 19 Apr 2019

FCA Publishes Market Watch Newsletter on Transaction Reporting Issues and Market Conduct

On April 17, the UK Financial Conduct Authority (FCA) published issue 59 of its Market Watch newsletter. In this issue, the FCA details its findings

Article

Katten Muchin Rosenman LLP | United Kingdom, European Union | 19 Apr 2019

FCA Extends Notifications Deadline for Temporary Permission Regime to May 30

On April 12, the UK Financial Conduct Authority (FCA) published amended directions, dated April 11, on notifications regarding the temporary

Article

Katten Muchin Rosenman LLP | USA, United Kingdom, European Union | 5 Apr 2019

FCA and SEC Sign Updated Memoranda of Understanding

On March 29, the UK Financial Conduct Authority (FCA) issued a press release announcing that it has signed two updated memoranda of understanding

Article

Katten Muchin Rosenman LLP | USA, United Kingdom, European Union | 5 Apr 2019

FCA Confirms Final Rules and Guidance for Firms for No-Deal Brexit

On March 29, the UK Financial Conduct Authority (FCA) issued a press release announcing that it had published its final instruments and guidance that

Article

Katten Muchin Rosenman LLP | USA, United Kingdom | 29 Mar 2019

FCA and PRA Publish Updates to the Temporary Permissions Regime

On March 25, the UK Financial Conduct Authority (FCA) updated its webpage on the temporary permissions regime (TPR) to announce that it intends to

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