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22 results found

Article

CMS Cameron McKenna Nabarro Olswang LLP | United Kingdom | 16 Jan 2018

FCA raises concerns at CFD market practices

On 10 January 2018, the FCA published a “Dear CEO” letter (link) raising concerns over the provision and distribution of CFDs - encompassing

Article

CMS Cameron McKenna Nabarro Olswang LLP | United Kingdom | 21 Dec 2017

Temporary ‘Brexit permissions’ crown round of regulatory updates to ease impact on cross-border business

On 20 December 2017, announcements from the PRA, the FCA, the Bank of England and the Treasury revealed a framework for approaching cross-border

Article

CMS Cameron McKenna Nabarro Olswang LLP | United Kingdom | 29 Nov 2017

FCA sets out future approach to regulating for consumers

The FCA published a paper outlining its approach to regulating for retail consumers. This follows on from the publication of Our Mission in

Article

CMS Cameron McKenna Nabarro Olswang LLP | United Kingdom | 28 Jul 2017

Toughening regulatory environment for retail CFD business

On 29 June 2017, the European Securities and Markets Authority (ESMA) announced that it is considering using its forthcoming temporary product

Article

CMS Cameron McKenna Nabarro Olswang LLP | United Kingdom | 8 Jun 2017

Changes to the definition of financial advice - a compromise

The UK’s current definition of the regulated activity of advising (in Article 53 (1) of the Financial Services and Markets Act 2000 (Regulated

Article

CMS Cameron McKenna Nabarro Olswang LLP | United Kingdom, European Union | 6 Jun 2017

UK implementation of the Insurance Distribution Directive

HM Treasury (“HMT”) consulted on the transposition of the Insurance Distribution Directive (201697EU) (“IDD”), which will repeal and replace the

Article

CMS Cameron McKenna Nabarro Olswang LLP | United Kingdom | 2 Jun 2017

FCA Consultation Paper on IDD implementation (CP177) - (2)

RegZone is publishing a series of reports about UK changes to the definition of financial advice and UK implementation of the Insurance Distribution

Article

CMS Cameron McKenna Nabarro Olswang LLP | United Kingdom | 31 May 2017

FCA consultation on Insurance Distribution Directive implementation (1)

This report concentrates on the ICOBS changes. FCA is consulting on the implementation of the Insurance Distribution Directive ((EU) 201697)

Article

CMS Cameron McKenna Nabarro Olswang LLP | United Kingdom, European Union | 17 May 2017

Updated remuneration guidance from the PRA and FCA

Over the last month, both the PRA and FCA have produced final versions of updated guidance on remuneration. This follows the form of the FCA's draft

Article

CMS Cameron McKenna Nabarro Olswang LLP | United Kingdom, European Union | 8 Dec 2016

FCA proposes stricter rules for retail CFD business

On 6 December 2016, the Financial Conduct Authority (FCA) published a consultation paper (CP1640) proposing stricter rules for firms selling

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