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Kingsley Napley | United Kingdom | 30 Apr 2019

FCA Business Plan 2019-20: priority to make the UK’s financial markets a difficult target for criminals

The Financial Conduct Authority’s (FCA) statement of priorities for the coming year - FCA Business Plan 2019-20 - is set squarely in the global


Kingsley Napley | United Kingdom, European Union | 24 Aug 2017

Brexit: Lords examine financial regulation and supervision

The House of Lords EU Financial Affairs sub-committee has launched an inquiry into the future of financial regulation and supervision following the


Kingsley Napley | United Kingdom | 5 Jul 2017

FCA Annual Report 201617: conducting regulation with confidence

As far as end of term reports go the Financial Conduct Authority is pleased to give itself a pat on the back as it believes confidence in it as a


Kingsley Napley | United Kingdom, European Union | 14 Jun 2017

FCA prepares for Fourth Money Laundering Directive

As the political debate centres on whether Brexit talks may be delayed post General Election, there is one European deadline that is not moving and


Kingsley Napley | United Kingdom | 6 Mar 2017

FCA’s use of private warnings under scrutiny

The FCA has privately warned 39 senior executives of financial firms over the last five years. According to figures obtained from the Financial Times


Kingsley Napley | United Kingdom | 3 Mar 2017

New amendments to FCAPRA decision-making practice and procedure from 1 March 2017: partly contested cases and abolition of stage 2 and 3 settlement penalty discounts

We have commented previously on the Financial Conduct Authority's ("FCA") and Prudential Regulation Authority's ("PRA") joint policy statement on


Kingsley Napley | United Kingdom | 2 Feb 2017

FCA and PRA joint policy statement regarding enforcement decision-making

The Financial Conduct Authority (“FCA”) and the Prudential Regulation Authority (“PRA”) have published a joint policy statement on the proposed


Kingsley Napley | United Kingdom | 27 Jan 2017

Senior Managers Regime - the FCA predicts more enforcement litigation in the new regime

On 19 January 2017, Mark Steward, Director of Enforcement and Market Oversight at the Financial Conduct Authority ("FCA"), delivered a speech on the


Kingsley Napley | United Kingdom | 17 Nov 2016

Q & A - What do FCA regulated firms need to know about Financial Crime Return reporting?

On 11 November 2016, the Financial Conduct Authority (the "FCA") published the template for its new financial crime report (known as "REP-CRIM"). The


Kingsley Napley | European Union | 19 Jul 2016

Insider trading: the new market abuse regime

While the current focus of the financial services community could be said to be on the implications of the EU referendum outcome, there is an element

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