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22 results found

Article

Latham & Watkins LLP | United Kingdom, European Union | 1 Mar 2019

MiFID II Costs and Charges Room For Improvement

The FCA found that, despite firms being aware of the rules and taking compliance seriously, firms are not interpreting the rules consistently

Article

Latham & Watkins LLP | United Kingdom | 21 Feb 2019

FCA Publishes Policy Statement Extending Rules to Payment Services and E-Money Sectors

From August 2019, certain existing FCA rules and guidance will extend to payment service providers and e-money issuers in a signal that the FCA wants

Article

Latham & Watkins LLP | United Kingdom, European Union | 1 Feb 2019

Brexit and Financial Services FCA Issues Further Guidance For Firms

The FCA has highlighted areas in which transitional relief will not be granted in a no-deal scenario. Firms need to prepare now to comply with

Article

Latham & Watkins LLP | United Kingdom | 1 Feb 2019

Payment Systems Regulator Finalises Scope of Card Acquiring Market Review

The PSR will not review the fees and rules set by Visa and Mastercard, but will look at the practice of bundling, and will examine effects on

Article

Latham & Watkins LLP | United Kingdom | 23 Jan 2019

FCA Consults on Further Amendments to the SMCR

The FCA is proposing to exclude the Head of Legal from the scope of the Senior Managers Regime.

Article

Latham & Watkins LLP | United Kingdom | 21 Dec 2018

Outsource Service Providers to the Financial Services Industry A Growth Sector for Buyout Firms

Technology outsourcing by financial institutions (FIs) has increased in recent years as FIs look to the latest innovations to improve their day-to-day

Article

Latham & Watkins LLP | United Kingdom | 30 Nov 2018

FCA to Clarify Scope of the Client Dealing Function

The FCA acknowledges that the scope of the Client Dealing Function needs to be clarified, and will consult on changes to its rules.

Article

Latham & Watkins LLP | United Kingdom, European Union | 29 Nov 2018

FCA CP1836 The Second Brexit Onshoring Consultation

Under the Temporary Permissions Regime (TPR), the FCA intends to apply the Senior Managers and Certification Regime (SMCR) and the Approved Persons

Article

Latham & Watkins LLP | United Kingdom | 20 Sep 2018

A New Sheriff in Town? UK MPs Call for Regulation of “Wild West” Crypto-assets

As part of its ongoing Digital Currencies inquiry, the House of Commons Treasury Committee (the Committee) has published a report on crypto-assets

Article

Latham & Watkins LLP | United Kingdom | 13 Aug 2018

Consumer Credit Update - August 2018

This update takes a look at the FCA's Interim Report and its initial views relating to the review of the provisions of the Consumer Credit Act 1974

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