The FCA has published final rules confirming amendments to the SMCR, and final rules for solo-regulated firms.
The FCA found that, despite firms being aware of the rules and taking compliance seriously, firms are not interpreting the rules consistently
The FCA has highlighted areas in which transitional relief will not be granted in a no-deal scenario. Firms need to prepare now to comply with
The FCA is proposing to exclude the Head of Legal from the scope of the Senior Managers Regime.