The FCA found that, despite firms being aware of the rules and taking compliance seriously, firms are not interpreting the rules consistently
The FCA has highlighted areas in which transitional relief will not be granted in a no-deal scenario. Firms need to prepare now to comply with
The FCA is proposing to exclude the Head of Legal from the scope of the Senior Managers Regime.
The FCA acknowledges that the scope of the Client Dealing Function needs to be clarified, and will consult on changes to its rules.
As part of its ongoing Digital Currencies inquiry, the House of Commons Treasury Committee (the Committee) has published a report on crypto-assets
The FCA and the PRA have published their Policy Statements, setting out final rules on the SMCR regimes for insurers and FCA solo-regulated firms. Key