The FCA has published final rules confirming amendments to the SMCR, and final rules for solo-regulated firms.
The FCA found that, despite firms being aware of the rules and taking compliance seriously, firms are not interpreting the rules consistently
The FCA has highlighted areas in which transitional relief will not be granted in a no-deal scenario. Firms need to prepare now to comply with
The FCA is proposing to exclude the Head of Legal from the scope of the Senior Managers Regime.
Under the Temporary Permissions Regime (TPR), the FCA intends to apply the Senior Managers and Certification Regime (SMCR) and the Approved Persons
As part of its ongoing Digital Currencies inquiry, the House of Commons Treasury Committee (the Committee) has published a report on crypto-assets
HM Treasury published draft legislation on 24 July 2018 to establish a temporary permissions regime. As previously announced, the regime is being
The FCA and the PRA have published their Policy Statements, setting out final rules on the SMCR regimes for insurers and FCA solo-regulated firms. Key