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9 results found

Article

Morrison & Foerster LLP | USA | 27 Dec 2017

Structured Product Red Herrings: Rule 433 and Rule 424(b)

Red herrings for most offerings of structured products registered with the Securities and Exchange Commission (the "SEC") under the Securities Act of

Article

Morrison & Foerster LLP | United Kingdom | 27 Dec 2017

Financial Conduct Authority Releases Data Relating to Complaints about Financial Products

In October 2017, the UK Financial Conduct Authority ("FCA") released its Complaints Data Analysis relating to the first half of 2017.6 The data showed

Article

Morrison & Foerster LLP | United Kingdom | 26 Sep 2017

LIBOR: The End Game

Since the announcement on July 27, 2017 by the UK Financial Conduct Authority (the FCA) that the LIBOR rate would be phased out after 2021, much has

Article

Morrison & Foerster LLP | United Kingdom | 12 Mar 2015

FCA publishes thematic review on structured product development and governance

On 5 March 2015, the UK's Financial Conduct Authority ("FCA") published a thematic review on product development and governance in relation to

Article

Morrison & Foerster LLP | United Kingdom | 11 Nov 2014

UK Review of the Fixed Income, Currency and Commodities (FICC) markets

In October 2014, the UK Treasury, the Bank of England and the Financial Conduct Authority launched a public consultation to examine the fairness and

Article

Morrison & Foerster LLP | United Kingdom | 25 Jun 2014

FCA issues fine in relation to structured product transaction

The UK's Financial Conduct Authority (FCA) has announced that it has fined a product manufacturer and a product distributor in relation to

Article

Morrison & Foerster LLP | United Kingdom | 12 Apr 2013

FCA temporary product intervention rules: nipping it in the bud

The Financial Conduct Authority ("FCA") has already made it clear that, in responding to threats relating to financial markets, will tolerate lower

Article

Morrison & Foerster LLP | United Kingdom | 7 Jul 2011

Product intervention

As we have previously discussed, the UK Financial Services Authority (the “FSA”) signaled a sea change in the way retail financial products will be regulated in the UK in its Discussion Paper on product intervention published in January 2011 (the “Discussion Paper”).

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