Red herrings for most offerings of structured products registered with the Securities and Exchange Commission (the "SEC") under the Securities Act of
In October 2017, the UK Financial Conduct Authority ("FCA") released its Complaints Data Analysis relating to the first half of 2017.6 The data showed
Since the announcement on July 27, 2017 by the UK Financial Conduct Authority (the FCA) that the LIBOR rate would be phased out after 2021, much has
On 5 March 2015, the UK's Financial Conduct Authority ("FCA") published a thematic review on product development and governance in relation to
In October 2014, the UK Treasury, the Bank of England and the Financial Conduct Authority launched a public consultation to examine the fairness and
The UK's Financial Conduct Authority (FCA) has announced that it has fined a product manufacturer and a product distributor in relation to
The Financial Conduct Authority ("FCA") has already made it clear that, in responding to threats relating to financial markets, will tolerate lower
As we have previously discussed, the UK Financial Services Authority (the “FSA”) signaled a sea change in the way retail financial products will be regulated in the UK in its Discussion Paper on product intervention published in January 2011 (the “Discussion Paper”).