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17 results found

Article

Norton Rose Fulbright | United Kingdom | 17 Dec 2014

FCA consults on remedies for sale of Guaranteed Asset Protection insurance

On December 12, the Financial Conduct Authority (FCA) issued a consultation paper on the detail of the proposed add-on Guaranteed Asset Protection

Article

Norton Rose Fulbright | United Kingdom | 28 Nov 2014

FCA thematic review of complaint handling

The FCA has published the findings of its forward looking thematic review into complaint handling across 15 major retail financial firms including

Article

Norton Rose Fulbright | United Kingdom | 28 Nov 2014

FCA publishes the findings of its thematic review into managing bribery and corruption risk in commercial insurance broking (TR1417)

In 2010 the Financial Services Authority (FSA) published a report (FSA 2010 Report) on anti-bribery and corruption in commercial insurance broking (a

Article

Norton Rose Fulbright | European Union | 7 Nov 2014

EIOPA consults on product governance guidelines for competent authorities

EIOPA has decided to follow the FCA and develop guidelines for Member State competent authorities on product oversight and governance for consumer

Article

Norton Rose Fulbright | United Kingdom | 16 Oct 2014

With-profits insurance business PRA and FCA approach papers

On October 14, the Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) simultaneously published papers on their respective

Article

Norton Rose Fulbright | United Kingdom | 14 Aug 2014

FCA fines Stonebridge £8.3 million for poor oversight of sales process

The Financial Conduct Authority (FCA) has fined Stonebridge International Insurance Ltd (Stonebridge) £8,373,600 in relation to sales of accident

Article

Norton Rose Fulbright | United Kingdom | 25 Jun 2014

PRA introduces final set of Fundamental Rules

In CP 214, published earlier this year, the PRA consulted upon the creation of a Rulebook to replace the parts of the former Financial Services

Article

Norton Rose Fulbright | United Kingdom | 12 Jun 2014

Wholesale markets and Lloyd’s top FCA list of priorities

The Financial Conduct Authority (FCA) held its first general insurance conference on June 2, 2014 in which the regulator outlined its strategy for

Article

Norton Rose Fulbright | United Kingdom | 29 May 2014

FCA publishes results of thematic review into commercial insurance intermediaries and conflicts of interest

On May 27, the Financial Conduct Authority (FCA) published the results of a thematic review into how conflicts of interest are managed by commercial

Article

Norton Rose Fulbright | United Kingdom | 15 May 2014

Business model, culture and product governance are central to FCA conduct agenda

Earlier this week, FCA Director of Supervision Clive Adamson gave a speech at the Building Societies Association in which he argued that properly

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