We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search

Clear all

Refine your search

Tags

54 results found

Article

Cummings Law Ltd | United Kingdom | 13 Jan 2017

FCA policy update on crowdfunding

The FCA has updated its policy development webpage which sets out information on the FCA's recent and future publications schedule. The FCA previously

Article

Cummings Law Ltd | United Kingdom | 6 Jan 2017

FCA withdraws updated consumer credit information sheets

The FCA has announced that it has withdrawn the latest versions of its consumer credit information sheets relating to arrears, default and high-cost

Article

Cummings Law Ltd | United Kingdom | 6 Jan 2017

EMIR: Applications for intragroup exemption open

The FCA has confirmed that from 4 January 2017 it will start accepting applications for intragroup exemptions from the margin requirements for

Article

Cummings Law Ltd | United Kingdom | 16 Dec 2016

FCA crowdfunding review

The FCA has published interim feedback to its July 2016 call for input on its post-implementation review of its crowdfunding rules. The FCA considers

Article

Cummings Law Ltd | United Kingdom | 9 Dec 2016

FCA consults on COB rules for CFD products

The FCA is consulting on conduct of business rules for firms providing contract for difference (CFD) products to retail clients. The proposed rules

Article

Cummings Law Ltd | United Kingdom | 9 Dec 2016

FCA on conduct risk in FX markets

The FCA has published a speech on conduct risk in the FX markets, which includes the following points of interest: (i) spot FX trading sits in an

Article

Cummings Law Ltd | United Kingdom | 9 Dec 2016

MiFID II: new FCA webpage

The FCA has published a new webpage for firms subject to transaction reporting obligations under MiFID II and MiFIR. From 3 January 2018, firms

Article

Cummings Law Ltd | United Kingdom, Hong Kong | 9 Dec 2016

FCA enters co-operation agreement with Hong Kong

The FCA has entered into a co-operation agreement with the Hong Kong Monetary Authority (HKMA) to promote innovation in financial services. Under the

Article

Cummings Law Ltd | European Union | 2 Dec 2016

MAR: FCA consultation on delaying disclosure of inside information

The FCA has published a consultation paper regarding changes to delaying disclosure of inside information in order to make the FCA Handbook consistent

Article

Cummings Law Ltd | United Kingdom | 15 Nov 2016

FCA identifies firms testing regulatory sandbox

The FCA has identified those firms that have succeeded in their applications to begin testing in the first cohort of its regulatory sandbox. The FCA

Previous page 1 2 3 4 5 6