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19 results found

Article

CMS Cameron McKenna Nabarro Olswang LLP | United Kingdom | 4 Feb 2019

The Asset Management Market Study: The FCA release Policy Statement on final remedies

On 4 February 2019, the FCA issued Policy Statement (PS194 - Asset Management Market Study - Further Remedies), setting out their final set of rules

Article

CMS Cameron McKenna Nabarro Olswang LLP | United Kingdom | 8 Oct 2018

FCA consults on illiquid open-ended retail funds

Today the FCA has launched a consultation paper (CP 1827) on open-ended retail funds investing in illiquid assets. After the Brexit vote in 2016

Article

CMS Cameron McKenna Nabarro Olswang LLP | United Kingdom | 29 Nov 2017

FCA sets out future approach to regulating for consumers

The FCA published a paper outlining its approach to regulating for retail consumers. This follows on from the publication of Our Mission in

Article

CMS Cameron McKenna Nabarro Olswang LLP | United Kingdom | 13 Sep 2017

Action Required by Investment Managers in Respect of Research Costs

Time is running out for those investment firms wishing to pass on the costs of investment research to UK authorised funds (UCITS, NURS, QIS) when the

Article

CMS Cameron McKenna Nabarro Olswang LLP | United Kingdom | 19 Jul 2017

First FCA undertaking under Consumer Rights Act published

On 12 July 2017, the Financial Conduct Authority (“FCA”) published on its website notice of an undertaking given by London General Insurance Company

Article

CMS Cameron McKenna Nabarro Olswang LLP | United Kingdom | 3 Jul 2017

FCA Asset Management Market Study

On Wednesday 28 June, the FCA published its long anticipated Final Report (the “Final Report”) on the Asset Management Market Study (the “Market

Article

CMS Cameron McKenna Nabarro Olswang LLP | United Kingdom | 8 Jun 2017

Changes to the definition of financial advice - a compromise

The UK’s current definition of the regulated activity of advising (in Article 53 (1) of the Financial Services and Markets Act 2000 (Regulated

Article

CMS Cameron McKenna Nabarro Olswang LLP | United Kingdom, European Union | 6 Jun 2017

UK implementation of the Insurance Distribution Directive

HM Treasury (“HMT”) consulted on the transposition of the Insurance Distribution Directive (201697EU) (“IDD”), which will repeal and replace the

Article

CMS Cameron McKenna Nabarro Olswang LLP | United Kingdom | 2 Jun 2017

FCA Consultation Paper on IDD implementation (CP177) - (2)

RegZone is publishing a series of reports about UK changes to the definition of financial advice and UK implementation of the Insurance Distribution

Article

CMS Cameron McKenna Nabarro Olswang LLP | United Kingdom | 31 May 2017

FCA consultation on Insurance Distribution Directive implementation (1)

This report concentrates on the ICOBS changes. FCA is consulting on the implementation of the Insurance Distribution Directive ((EU) 201697)

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