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22 results found

Article

Womble Bond Dickinson (UK) LLP | United Kingdom | 17 Jul 2018

Fund marketing and distribution: ducking the issue?

It's been a few years since the implementation of the Alternative Investment Fund Managers Directive (AIFMD) and the times when barely any regulatory

Article

Womble Bond Dickinson (UK) LLP | United Kingdom | 28 Jun 2018

Flavour of the year: messages from recent thematic reviews

FCA appears, on the face of it, to have been relatively quiet of late. Its main activities have ostensibly been those forced on it by the need to

Article

Womble Bond Dickinson (UK) LLP | USA, United Kingdom | 6 Mar 2018

UK regulators recognise cryptocurrency and ICO risks

As finance and technology combine to provide increasingly innovative products, 2017 was the year that saw cryptocurrencies enter into the mainstream

Article

Womble Bond Dickinson (UK) LLP | United Kingdom, European Union | 12 Jan 2018

How UK law is changing under PSD2

The revised Payment Services Directive (PDS2) was published in the Official Journal of the EU nearly two years ago. Its passage to adoption had not

Article

Womble Bond Dickinson (UK) LLP | United Kingdom | 4 Oct 2017

Extending the SMCR: What firms need to know

FCA's consultation paper (CP 1725), published in July, sets out its proposals for extending the Senior Managers and Certification Regime (SMCR) to

Article

Womble Bond Dickinson (UK) LLP | United Kingdom | 23 Jun 2017

Preparing for PRIIPS - clarifying disclosure rules

Andrew Barber, Partner, outlines the recent Financial Conduct Authority (FCA) policy statement PS176, explaining that it is part of an ongoing

Article

Womble Bond Dickinson (UK) LLP | United Kingdom | 28 Apr 2017

Payment protection insurance: the final countdown

In October 2015 the Financial Conduct Authority (FCA), amid calls from consumer bodies and firms alike, began its review of the current PPI claims

Article

Womble Bond Dickinson (UK) LLP | United Kingdom | 19 Apr 2017

FCA publishes ambitious business plan

FCA’s latest Mission and Business Plan contain few surprises, but indicate a lot of work in diverse areas. The Mission, which takes into account

Article

Womble Bond Dickinson (UK) LLP | United Kingdom | 5 Apr 2017

MiFID 2: Implementation approaches and so do FCA's final rules

3 January 2018 draws ever closer, and 3 July 2017 (the date by which all transposition measures for MiFID 2 must be finalised) is closer still. The UK

Article

Womble Bond Dickinson (UK) LLP | United Kingdom | 24 Mar 2017

Money Laundering Regulations 2017: What do they mean for CDD?

Suddenly there is a sense of urgency around the UK's implementation of the fourth Money Laundering Directive (MLD4). Following Treasury's initial

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