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32 results found

Article

Taylor Wessing | United Kingdom | 23 May 2017

The FCA's new approach to market abuse reminds business leaders of their obligations

Powers to require listed companies to pay redress for an act of market abuse have been used by the FCA for the first time and it estimates Tesco will

Article

Taylor Wessing | United Kingdom | 23 May 2017

FCA DP173 Distributed ledger technology

The FCA has issued DP173 on distributed ledger technology to stimulate an open debate on the risks and benefits of DLT and asks for comments on its

Article

Taylor Wessing | United Kingdom | 23 May 2017

MiFID II - telephone recording obligations

Telephone recording obligations set out in MiFID II are not without issue and these seemingly incremental changes still require attention. The

Article

Taylor Wessing | United Kingdom | 23 May 2017

Consumer credit - rules to tackle persistent debt

In CP1710, the FCA consults on how to tackle persistent credit card debt and how firms should take steps at an earlier stage to help prevent persons

Article

Taylor Wessing | United Kingdom | 18 Apr 2017

FCA Business Plan for traditionalists and modernists alike

The FCA’s Mission and Business Plan published on 18th April leans towards promoting a level of transparency. The financial watchdog wants to be

Article

Taylor Wessing | United Kingdom | 12 Apr 2017

The FCA's new Advice Unit

The Financial Conduct Authority’s Advice Unit is a special support unit to help firms launch automated advice models that provide a personal

Article

Taylor Wessing | United Kingdom | 23 Mar 2017

The FCA's Regulatory Sandbox

Designed to allow businesses to test financial services innovations in a live environment free from some regulatory consequences, the sandbox is an

Article

Taylor Wessing | European Union | 10 Feb 2017

MiFID II user guides

Welcome to Taylor Wessing’s User Guides to MiFID II....

Article

Taylor Wessing | United Kingdom | 8 Nov 2016

The FCA's Future Mission Paper - priorities, powers and tools

In its Future Mission paper, the FCA seeks out views about its future approach and how it should apply its statutory objectives. The Future Mission

Article

Taylor Wessing | United Kingdom | 27 Oct 2016

Fine and business restrictions for anti-money laundering failings

AML failings have led the FCA to ban a bank from accepting deposits from any new customers for 168 days and levy a £3,250,600 fine. The Financial

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