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Womble Bond Dickinson (UK) LLP | United Kingdom | 11 Oct 2022

A matter of Principle (12): a new Consumer Duty

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Bass Berry & Sims PLC | USA | 6 Oct 2022

SDNY Ruling in Anthem Sends a Signal to Medicare Advantage Litigants

In a decision issued on September 30, Judge Andrew Carter of the U.S. District Court for the Southern District of New York denied Anthem Inc.’s…
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Wilmer Cutler Pickering Hale and Dorr LLP | European Union, United Kingdom | 6 Oct 2022

UK Regulators Proposed Framework for Critical Third Parties

Financial services firms are increasingly reliant upon third-party companies to provide important services, ranging from cloud services and data…
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Hickman & Rose | United Kingdom | 5 Oct 2022

Hedge funds, Champagne and the pound: what are the legal ramifications of the ‘mini-budget’ conspiracy claims?

Chancellor of the Exchequer Kwasi Kwarteng’s so-called ‘mini-budget’ of 23rd September has resulted in a slew of negative headlines for the UK…
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McCann FitzGerald LLP | Ireland, United Kingdom | 5 Oct 2022

LIBOR Transition: FCA Announcement on Final Publication Dates

On 29 September, the Financial Conduct Authority (“FCA”) made an announcement and provided an update on the final publication dates for currently…
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DLA Piper | USA | 5 Oct 2022

Comparing ESG disclosure rules for funds in the EU, UK and the US - SFDR, SDR and SEC proposals

Europe’s Sustainable Finance Disclosure Regulation (SFDR) has been followed by equivalent proposals in other jurisdictions, particularly the UK and…
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Dinsmore & Shohl LLP | USA | 5 Oct 2022

On Even Split, En Banc Fourth Circuit Affirms FCA Dismissal Based on ‘Objectively Reasonable Interpretation’ Defense

Following rehearing en banc, an evenly split full Fourth Circuit has affirmed the district court’s dismissal of a qui tam action based on the…
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Brodies LLP | United Kingdom | 5 Oct 2022

Appointed representatives: principals need to be gearing up for change

In the latest development in the reform of the appointed representatives regime, the FCA is adding to the due diligence requirements on principals…
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Paul Hastings LLP | USA | 5 Oct 2022

Daily Financial Regulation Update -- Wednesday, October 5, 2022

The Conference of State Bank Supervisors released Community Bank Sentiment Index for Q3 2022 which showed community bankers nationwide continue to…
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Hogan Lovells | Global | 5 Oct 2022

Global Payments Newsletter, September 2022

Key developments of interest over the last month include plans to consider increasing regulation on crypto firms in several countries; the Bank of…
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