Troutman Pepper | USA | 14 Apr 2020
On April 8, the SEC issued an order granting relief to business development companies (BDCs) by permitting BDCs to issue and sell senior securities…
Kilpatrick Townsend & Stockton LLP | USA | 5 Mar 2020
On March 4, 2020, the Securities and Exchange Commission (SEC) issued an exemptive order to assist publicly traded companies that have significant…
Skadden Arps Slate Meagher & Flom LLP | USA | 2 Mar 2020
When finalizing proxy materials for annual shareholder meetings, companies should consider the following U.S. Securities and Exchange Commission (SEC)…
Bass Berry & Sims PLC | USA | 18 Feb 2020
One thing I appreciate about the SEC comment letter process is that it gives real life examples to what is often discussed hypothetically. Take, for…
Skadden Arps Slate Meagher & Flom LLP | USA | 22 Apr 2019
On March 20, 2019, the Securities and Exchange Commission (SEC) voted to propose a series of rule and form amendments, as directed by Congress under…
Steptoe & Johnson LLP | USA | 3 Apr 2019
On March 27, 2019, the US Supreme Court's decision in Lorenzo v. Securities and Exchange Commission resolved the issue of whether a securities fraud…
Wilmer Cutler Pickering Hale and Dorr LLP | USA | 3 Apr 2019
The SEC has approved rule changes that significantly simplify the process for public companies to redact confidential information from the exhibits…
Kramer Levin Naftalis & Frankel LLP | USA | 1 Apr 2019
In March 2019, the SEC, at the direction of Congress, proposed rules (the “Proposed Rules”) to modify the registration, communications, and offering…
K&L Gates LLP | USA | 29 Mar 2019
On March 20, 2019, the Securities and Exchange Commission (“SEC”) proposed several rules (the “Proposed Rules”) that would modify the registration…
Mayer Brown | USA | 28 Mar 2019
Where companies have disclosed repeated or ongoing material weaknesses in internal controls over financial reporting, or where a company’s first…