AND	term1 AND term2	Both terms must be included
OR	term1 OR term2	Either term
NOT	term1 NOT term2	term2 must not appear
""	"term1 term2"	Exact match
()	term1 AND (term2 OR term3)	Grouping terms
?	withdr?w	Single letter wildcard (withdraw, withdrew)
*	withdr*	Multiple letter wildcard (withdraw, withdrawn, withdrawing)
"..."~n	"term1 term2"~n	Proximity (term1 within n words of term2)

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Results:1-10 of 1,613

SFC circular warning asset managers on margin financing activities disguised as investments: wider market implications

Linklaters LLP
Hong Kong
August 17 2018

The Securities and Futures Commission said in a circular issued earlier this month that it believes some licensed corporations carrying out asset

Initial Margin Requirements on the Horizon: FAQs for Buy Side Firms

Sidley Austin LLP
USA, Global
July 31 2018

The regulatory requirements for posting and collecting initial margin (IM) currently apply principally to the uncleared over-the-counter (OTC)

UK FCA publishes statement on Cryptocurrency derivatives

McCarthy Tétrault LLP
United Kingdom, Canada
April 17 2018

On April 6, 2018, the United Kingdom Financial Conduct Authority (FCA) issued a statement on cryptocurrency derivatives (the FCA Statement) indicating

Margin of error: The English Court of Appeal confirms no duty to protect customer from self-inflicted economic harm

Mayer Brown
United Kingdom
February 28 2018

The Court of Appeal has considered whether a spread betting company owed a contractual, tortious or regulatory duty to its customer to protect the

Conforming Amendments Proposed for Bank Swap Margin Rules

Katten Muchin Rosenman LLP
USA
February 12 2018

On February 5, the Prudential Regulatorsthe five federal banking regulators for swap dealers that are banksproposed technical amendments to their

CFTC Proposes Interpretation to Make Clear: Retail Client Virtual Currency Transaction Financing No Actual Delivery by 28 Days No Registration Trouble

Katten Muchin Rosenman LLP
USA
December 17 2017

The Commodity Futures Trading Commission issued a Proposed Interpretation that would formally require actual delivery of a virtual currency to a

Partial success for High Court claim regarding suitability of structured product sales

Squire Patton Boggs
United Kingdom
December 11 2017

The Court has recently handed down judgment in Abdullah and others v Credit Suisse (UK) Limited and Credit Suisse Securities (Europe) Limited, a case

Fuyao Workers Reject the UAW by 2-to-1 Margin

Vorys Sater Seymour and Pease LLP
USA
November 10 2017

After two days of voting in a secret-ballot NLRB election, production and maintenance workers at the Moraine, Ohio Fuyao glass plant rejected the UAW

Reminder: EU Variation Margin Rules Apply to Physically Settled FX Forwards Beginning January 3, 2018

Katten Muchin Rosenman LLP
USA, European Union
November 3 2017

Starting January 3, 2018, physically settled foreign exchange forward transactions (FX Forwards) will be subject to the variation (but not initial)

The Treasury Report's Recommendations for Derivatives Regulation

Morrison & Foerster LLP
USA
October 26 2017

In a previous client alert, available here, we provided an overview of the recent report, the second of four, issued by the U.S. Department of the

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