Search

Refine your search

Content type
Tags
Firm name
Author
Jurisdiction
Language

2,101 results found

Article

Maples Group | Cayman Islands | 19 Jul 2019

Margin Loan Financing in Developing Markets

Margin loan financing in developing markets can expose lenders to a number of risks, including their ability to liquidate shares provided by a…
Article

Katten Muchin Rosenman LLP | USA | 2 Nov 2018

CFTC’s Office of the Chief Economist Issues Report on Initial Margin Phase 5

On October 31, the Commodity Futures Trading Commission’s Office of the Chief Economist issued a report on “Phase 5” of the uncleared margin rules…
Article

Linklaters LLP | Hong Kong | 17 Aug 2018

SFC circular warning asset managers on margin financing activities disguised as investments: wider market implications

The Securities and Futures Commission said in a circular issued earlier this month that it believes some licensed corporations carrying out asset…
Article

Sidley Austin LLP | Global, USA | 31 Jul 2018

Initial Margin Requirements on the Horizon: FAQs for Buy Side Firms

The regulatory requirements for posting and collecting initial margin (IM) currently apply principally to the uncleared over-the-counter (OTC)…
Article

McCarthy Tétrault LLP | Canada, United Kingdom | 17 Apr 2018

UK FCA publishes statement on Cryptocurrency derivatives

On April 6, 2018, the United Kingdom Financial Conduct Authority (FCA) issued a statement on cryptocurrency derivatives (the FCA Statement) indicating…
Article

Mayer Brown | United Kingdom | 28 Feb 2018

Margin of error: The English Court of Appeal confirms no duty to protect customer from self-inflicted economic harm

The Court of Appeal has considered whether a spread betting company owed a contractual, tortious or regulatory duty to its customer to protect the…
Article

Katten Muchin Rosenman LLP | USA | 12 Feb 2018

Conforming Amendments Proposed for Bank Swap Margin Rules

On February 5, the Prudential Regulators—the five federal banking regulators for swap dealers that are banks—proposed technical amendments to their…
Article

Katten Muchin Rosenman LLP | USA | 17 Dec 2017

CFTC Proposes Interpretation to Make Clear: Retail Client + Virtual Currency Transaction + Financing + No Actual Delivery by 28 Days + No Registration = Trouble

The Commodity Futures Trading Commission issued a Proposed Interpretation that would formally require actual delivery of a virtual currency to a…
Article

Squire Patton Boggs | United Kingdom | 11 Dec 2017

Partial success for High Court claim regarding suitability of structured product sales

The Court has recently handed down judgment in Abdullah and others v Credit Suisse (UK) Limited and Credit Suisse Securities (Europe) Limited, a case…
Article

Vorys Sater Seymour and Pease LLP | USA | 10 Nov 2017

Fuyao Workers Reject the UAW by 2-to-1 Margin

After two days of voting in a secret-ballot NLRB election, production and maintenance workers at the Moraine, Ohio Fuyao glass plant rejected the UAW…
Previous page 1 2 3 ...