We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance

Results:1-10 of 1,612

CFTC’s Office of the Chief Economist Issues Report on Initial Margin Phase 5
  • Katten Muchin Rosenman LLP
  • USA
  • November 2 2018

On October 31, the Commodity Futures Trading Commission’s Office of the Chief Economist issued a report on “Phase 5” of the uncleared margin rules

SFC circular warning asset managers on margin financing activities disguised as investments: wider market implications
  • Linklaters LLP
  • Hong Kong
  • August 17 2018

The Securities and Futures Commission said in a circular issued earlier this month that it believes some licensed corporations carrying out asset

Initial Margin Requirements on the Horizon: FAQs for Buy Side Firms
  • Sidley Austin LLP
  • USA, Global
  • July 31 2018

The regulatory requirements for posting and collecting initial margin (IM) currently apply principally to the uncleared over-the-counter (OTC)

UK FCA publishes statement on Cryptocurrency derivatives
  • McCarthy Tétrault LLP
  • United Kingdom, Canada
  • April 17 2018

On April 6, 2018, the United Kingdom Financial Conduct Authority (FCA) issued a statement on cryptocurrency derivatives (the FCA Statement) indicating

Margin of error: The English Court of Appeal confirms no duty to protect customer from self-inflicted economic harm
  • Mayer Brown
  • United Kingdom
  • February 28 2018

The Court of Appeal has considered whether a spread betting company owed a contractual, tortious or regulatory duty to its customer to protect the

Conforming Amendments Proposed for Bank Swap Margin Rules
  • Katten Muchin Rosenman LLP
  • USA
  • February 12 2018

On February 5, the Prudential Regulatorsthe five federal banking regulators for swap dealers that are banksproposed technical amendments to their

CFTC Proposes Interpretation to Make Clear: Retail Client Virtual Currency Transaction Financing No Actual Delivery by 28 Days No Registration Trouble
  • Katten Muchin Rosenman LLP
  • USA
  • December 17 2017

The Commodity Futures Trading Commission issued a Proposed Interpretation that would formally require actual delivery of a virtual currency to a

Partial success for High Court claim regarding suitability of structured product sales
  • Squire Patton Boggs
  • United Kingdom
  • December 11 2017

The Court has recently handed down judgment in Abdullah and others v Credit Suisse (UK) Limited and Credit Suisse Securities (Europe) Limited, a case

Fuyao Workers Reject the UAW by 2-to-1 Margin
  • Vorys Sater Seymour and Pease LLP
  • USA
  • November 10 2017

After two days of voting in a secret-ballot NLRB election, production and maintenance workers at the Moraine, Ohio Fuyao glass plant rejected the UAW

Reminder: EU Variation Margin Rules Apply to Physically Settled FX Forwards Beginning January 3, 2018
  • Katten Muchin Rosenman LLP
  • USA, European Union
  • November 3 2017

Starting January 3, 2018, physically settled foreign exchange forward transactions (FX Forwards) will be subject to the variation (but not initial)