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Results:1-10 of 102

Global Privacy & Cybersecurity Update Vol. 13 - March 2017
  • Jones Day
  • USA, Asia-Pacific, Australia, Singapore, Canada, Central & South America, China, European Union, Hong Kong, Japan
  • March 10 2017

On December 28, 2016, the New York Department of Financial Services ("DFS") released a revised version of a proposed regulation that would require


Kansas court dismisses Dodd-Frank whistleblower claim for failure to complain of securities violations
  • Proskauer Rose LLP
  • USA
  • November 16 2015

On November 5, 2015, the District of Kansas dismissed a whistleblower retaliation claim under Dodd-Frank, ruling that the statute's anti-retaliation


Governments may be exempt from ERISA, but they are not exempt from securities laws
  • Stinson Leonard Street LLP
  • USA
  • August 21 2014

ERISA lawyers know that employee benefit plans offered by state and local governments to their employees are not subject to ERISA, the federal law


How to get a settlement denied, part 2 - Better v YRC Worldwide
  • McGuireWoods LLP
  • USA
  • December 3 2013

Settlement opinions are often not that interesting. The vast majority of them are by-the-numbers approvals of proposed settlements that offer little


NCUA files additional RMBS actions
  • Buckley Sandler LLP
  • USA
  • September 27 2013

On September 23, the NCUA announced that it filed separate lawsuits against nine financial institutions on behalf of five insolvent credit unions for


District court compels SEC to produce non-public documents
  • Katten Muchin Rosenman LLP
  • USA
  • October 19 2012

The US District Court for the District of Kansas recently ordered the Securities and Exchange Commission to produce certain non-public, internal documents to defendant in a civil enforcement action.


District court considers defendants' challenge to SEC's motion for final judgment
  • Katten Muchin Rosenman LLP
  • USA
  • April 27 2012

The Securities and Exchange Commission filed an enforcement action against defendants Robert D. Orr and Leland G. Orr alleging massive financial fraud.


National Credit Union Administration sues JP Morgan, RBS in connection with over $800 million in RMBS
  • Orrick, Herrington & Sutcliffe LLP
  • USA
  • June 27 2011

On June 20, 2011, National Credit Union Administration, acting as the liquidating agent for five now-defunct credit unions, filed two separate lawsuits against JP Morgan and Royal Bank of Scotland, and various other depositors and issuers, in the U.S. District Court for the District of Kansas.


District court certifies class in stock drop case over typicality objection
  • Seyfarth Shaw LLP
  • USA
  • May 3 2011

In Re YRC Worldwide, Inc. ERISA Litigation, Case No. 09-2593 (D. Kan. Apr. 6, 2001), involves claims by plaintiffs who alleged that company fiduciaries violated ERISA by continuing to offer the company’s stock fund as a 401(k) investment option following a steep decline in share value.


SEC says failure to disclose perks is fraud
  • Stinson Leonard Street LLP
  • USA
  • January 13 2011

The SEC charged a Kansas-based company that manages government websites and four current or former company executives with failing to disclose to investors more than $1.18 million in perks paid to the former CEO over a six-year period.