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Results:1-10 of 97

District court compels SEC to produce non-public documents
  • Katten Muchin Rosenman LLP
  • USA
  • October 19 2012

The US District Court for the District of Kansas recently ordered the Securities and Exchange Commission to produce certain non-public, internal documents to defendant in a civil enforcement action.

District court considers defendants' challenge to SEC's motion for final judgment
  • Katten Muchin Rosenman LLP
  • USA
  • April 27 2012

The Securities and Exchange Commission filed an enforcement action against defendants Robert D. Orr and Leland G. Orr alleging massive financial fraud.

Law firm had no independent claim to work product protections
  • Winston & Strawn LLP
  • USA
  • June 20 2011

On June 14th, the Federal District Court for Kansas addressed an issue of first impression in that District, whether a law firm may independently claim work product protection when the client has waived it.

SEC says failure to disclose perks is fraud
  • Stinson Leonard Street LLP
  • USA
  • January 13 2011

The SEC charged a Kansas-based company that manages government websites and four current or former company executives with failing to disclose to investors more than $1.18 million in perks paid to the former CEO over a six-year period.

Olivier Haas
  • Jones Day