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Results: 1-10 of 92,423

To cooperate or not to cooperate, this is the question
  • Deacons
  • Hong Kong
  • January 18 2018

In December 2017, the Securities and Futures Commission (SFC) published an updated “Guidance Note on Cooperation with the SFC” replacing the previous


Hong Kong Court upholds SFC search warrant used to assist CSRC's investigations
  • Mayer Brown JSM
  • Hong Kong
  • January 18 2018

The recent case of Tang Hanbo v. The Securities and Futures Commission and another, provides an interesting insight into the SFC's increasingly close


When Jeff Sessions Talks About Marijuana, the Canadian Securities Administrators Listen
  • Fasken
  • Canada
  • January 18 2018

As noted in our post of October 18, 2017, the Canadian Securities Administrators (CSA) issued CSA Staff Notice 51-352 Issuers with U.S


ASIC's product intervention power for credit products
  • Dentons
  • Australia
  • January 18 2018

Draft legislation to give ASIC a product intervention power in relation to financial products and credit products has been released by Treasury


What does going public on AIM mean for SMEs?
  • Ashfords LLP
  • United Kingdom
  • January 17 2018

Why the Alternative Investments Market (AIM) is still relevant for growth businesses, and what going public on AIM in 2018 means for SMEs. This


D.C. Circuit to Hear Appeal in Fight to Control CFPB
  • Seyfarth Shaw LLP
  • USA
  • January 17 2018

On January 10, 2018, Judge Timothy Kelly of the U.S. District Court for the District of Columbia and a Trump Administration appointee denied Consumer


Litigation Notes on Bitcoin and Other Cryptocurrencies
  • Blake Cassels & Graydon LLP
  • Canada
  • January 17 2018

Cryptocurrency is evolving and with that, a plethora of legal issues are likely to arise. That will undoubtedly create the requirement for courts to


CSA, OSC Remind Non-Canadian Trading Platforms of Canadian Regulatory Requirements
  • Blake Cassels & Graydon LLP
  • Canada
  • January 17 2018

On January 4, 2018, the Canadian Securities Administrators (CSA) published Staff Notice 21-322 Applicability of Regulation to the Operation of MTFs


Supreme Court to review whether SEC’s ALJ appointment process is constitutional
  • Buckley Sandler LLP
  • USA
  • January 17 2018

On January 12, the U.S. Supreme Court announced it had granted a writ of certiorari in Lucia v. SECa case which challenges the SEC’s practice of


FINRA Publishes FAQs on New Measures to Prevent the Financial Exploitation of Seniors
  • Morrison & Foerster LLP
  • USA
  • January 17 2018

In January 2018, FINRA issued guidance on the provisions of Rule 2165 and the amendments to Rule 4512, which were approved in February 2017. The new