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Results: 1-10 of 18,301

Financial Regulatory Developments Focus - Issue 152018
  • Shearman & Sterling LLP
  • USA, United Kingdom, European Union
  • April 19 2018

On April 11, 2018, the U.S. Board of Governors of the Federal Reserve System and U.S. Office of the Comptroller of the Currency published a joint


Last roll of the dice for PAG’s mis-selling test case against RBS
  • Kingsley Napley
  • United Kingdom
  • April 18 2018

The long awaited Court of Appeal judgment was handed down in the test case of PAG v RBS in early March. We have previously commented on this


House passes bipartisan bill granting Federal Reserve exclusive authority to implement Volcker Rule
  • Buckley Sandler LLP
  • USA
  • April 18 2018

On April 13, the House passed H.R. 4790, the “Volcker Rule Regulatory Harmonization Act,” by a vote of 300-104. The bipartisan bill designates the


Consultation conclusions on the proposed guidelines on online distribution and advisory platforms and further consultation on offline requirements applicable to complex products, published by the SFC on 28 March 2018
  • Allen & Overy LLP
  • Hong Kong
  • April 17 2018

The Securities and Futures Commission ("SFC") has recently published the much anticipated conclusions ("Consultation Conclusions") to the


UK FCA publishes statement on Cryptocurrency derivatives
  • McCarthy Tétrault LLP
  • United Kingdom, Canada
  • April 17 2018

On April 6, 2018, the United Kingdom Financial Conduct Authority (FCA) issued a statement on cryptocurrency derivatives (the FCA Statement) indicating


Talking Cryptocurrency and the CFTC With WilmerHale’s Paul Architzel
  • Wilmer Cutler Pickering Hale and Dorr LLP
  • USA
  • April 17 2018

Paul Architzel, co-chair of WilmerHale's Futures and Derivatives Group, was interviewed by Bloomberg Law regarding the US Commodity Futures Trading


CFTC Staff Permits CPO to Provide Financial Statements for Onshore Feeder Fund Prepared in Accordance with IFRS In Lieu of U.S. GAAP
  • Fried Frank Harris Shriver & Jacobson LLP
  • USA
  • April 17 2018

On March 30, 2018, the Commodity Futures Trading Commission’s (the “CFTC” or “Commission”) Division of Swap Dealer and Intermediary Oversight (“DSIO”


Asset Management Regulatory Roundup: April 2018 - Issue 7
  • Dechert LLP
  • United Kingdom, European Union
  • April 17 2018

FCA Statement on EU Withdrawal Following Brexit The Financial Conduct Authority (FCA) has issued a statement welcoming the agreement reached on the


Fresh Libor claims may follow the PAG appeal, but the clock is ticking
  • Signature Litigation
  • United Kingdom
  • April 16 2018

The LIBOR scandal continues to resonate in English courts. The latest case to be heard by the Court of Appeal was brought by Property Alliance Group


Trade Reporting Deadlines for Derivatives Contracts
  • Allen & Overy LLP
  • Singapore
  • April 16 2018

The Securities and Futures (Reporting of Derivatives Contracts) Regulations 2013 (Regulations) have been amended with effect from 1 April 2018 in