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Results: 1-10 of 29,784

Approved by the SEC - Security Tokens Exchange in the US
  • Barnea
  • USA
  • July 17 2018

Coinbase, one of the leading cryptocurrency exchanges in the US, received approval from the US Securities and Exchange Commission (SEC) and the


SEC’s FCPA Charges Against Executives Dismissed As Time-Barred
  • Shearman & Sterling LLP
  • USA
  • July 17 2018

On July 12, 2018, Judge Nicholas G. Garaufis of the United States District Court for the Eastern District of New York dismissed the Securities and


Coalition of State Treasurers Oppose Mandatory Arbitration
  • Mayer Brown
  • USA
  • July 17 2018

Although Securities and Exchange Commission Chair Clayton has made clear that the Commission does not intend to focus on addressing mandatory


Be Careful What you Post - SEC Continues To Focus on the Use of Social Media by Investment Advisers
  • K&L Gates
  • USA
  • July 17 2018

On July 10, 2018, the Securities and Exchange Commission (the “SEC”) reaffirmed the application of the securities laws to social media use


C-Suite at Risk: A Study of Individual Liability Under the FCPA
  • Arent Fox LLP
  • USA
  • July 16 2018

In this Arent Fox Special Report, we examine every individual charged with a civil or criminal violation of the FCPA since 2005


ICOs and Regulation in the U.S.
  • Linklaters LLP
  • USA
  • July 16 2018

Over US$7billion is reported to have been raised this year, with over US$5billion raised in 2017, by way of token offerings popularly known as initial


Supreme Court determines that SEC ALJS must be appointed by the commissioner
  • Carrington Coleman
  • USA
  • July 16 2018

On June 21, the Supreme Court issued its opinion in Lucia v. S.E.C., reversing sanctions ordered by an Administrative Law Judge (“ALJ”) appointed by


Insights: Alerts SEC Amends Definition of "Smaller Reporting Company"
  • Kilpatrick Townsend & Stockton LLP
  • USA
  • July 16 2018

On June 28, the Securities and Exchange Commission (SEC) adopted amendments to the definition of “smaller reporting company” (SRC) to increase the


Securities-related Bills Approved by House Financial Services Committee
  • Mayer Brown
  • USA
  • July 16 2018

The House Financial Services Committee met last week and approved eight capital formation-related bills. The bills require the Securities and Exchange


Interesting Angles on the DOL’s Fiduciary Rule 98
  • Drinker Biddle & Reath LLP
  • USA
  • July 16 2018

The SEC's Regulation Best Interest (Reg BI) proposes a number of major changes to the governance of broker-dealers. For example, it imposes a best