We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 27,734

Supreme Court to Decide Constitutionality of SEC Administrative Judge Hiring Process
  • McGuireWoods LLP
  • USA
  • January 19 2018

The U.S. Supreme Court will decide a longstanding controversy regarding the validity of the appointment process for Securities and Exchange


Reminders for US Public Companies for the 2018 Annual Reporting and Proxy Season
  • White & Case LLP
  • USA
  • January 18 2018

This memorandum outlines certain considerations for US public companies in preparation for the 2018 annual reporting and proxy season. Part I of this


Heads Up for the 2018 10-K and Proxy Season: Key Issues for the Audit Committee
  • Weil Gotshal & Manges LLP
  • USA
  • January 18 2018

Audit Committees have a lot on their collective plate as 2018 unfolds. The importance of their oversight role under the federal securities laws has


SEC Nixes 40 Act Registration of Cryptocurrency Related Funds for Now
  • Stinson Leonard Street LLP
  • USA
  • January 18 2018

In a letter to representatives of the Investment Company Institute and the Securities Industry and Financial Markets Association, the SEC staff


Compensation Season 2018: Section 162(m) and Related Considerations Post-Tax Reform
  • White & Case LLP
  • USA
  • January 18 2018

On December 22, 2017, the Tax Cuts and Jobs Act (the "Act") was signed into law. The Act includes significant changes to the executive compensation


Compensation in the 2018 Proxy Season: Recent Shakeups Create New Challenges
  • Latham & Watkins LLP
  • USA
  • January 17 2018

2018 brings significant changes to the executive and director compensation landscape due to the passage of H.R. 1 informally known as the Tax Cuts


SEC Delays Form N-PORT Filing Requirements and Adopts Related Temporary Final Rule
  • Schulte Roth & Zabel LLP
  • USA
  • January 17 2018

On Dec. 8, 2017, the Securities and Exchange Commission (“SEC”) issued a release delaying the dates by which certain registered funds must begin


Supreme Court to review whether SEC’s ALJ appointment process is constitutional
  • Buckley Sandler LLP
  • USA
  • January 17 2018

On January 12, the U.S. Supreme Court announced it had granted a writ of certiorari in Lucia v. SECa case which challenges the SEC’s practice of


SEC's Fixed Income Market Structure Advisory Committee Discusses Bond Market Liquidity in Its Inaugural Meeting
  • Wilmer Cutler Pickering Hale and Dorr LLP
  • USA
  • January 17 2018

On January 11, 2018, the Securities and Exchange Commission's (SEC) Fixed Income Market Structure Advisory Committee (FIMSAC) held its inaugural


The Supreme Court Agrees To Review Appointment Requirements For SEC’s In-House Judges
  • Shearman & Sterling LLP
  • USA
  • January 17 2018

On January 12, 2018, the U.S. Supreme Court granted certiorari in Lucia v. Securities and Exchange Commission, No. 17-130, agreeing to resolve a