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Results: 1-10 of 20,545

SEC Proposes Standards of Conduct for Broker-Dealers, Investment Advisers
  • Morgan Lewis
  • USA
  • April 20 2018

In a first step toward developing standards for advice to retail customers, the Securities and Exchange Commission recently proposed rules and


SEC Proposes Best Interest Standard for Broker-Dealers
  • Katten Muchin Rosenman LLP
  • USA
  • April 20 2018

On April 18, the Securities and Exchange Commission proposed a new rule under the Securities Exchange Act of 1934, creating a standard of conduct for


Am I Entitled to Interest on Money from an Estate?
  • Lerners LLP
  • Canada
  • March 29 2018

As a general rule, the Estate Trustee is given one year to administer an Estate, including to distribute money from the Estate to the beneficiaries


English Court Rules on 2002 ISDA Master Close Out Provisions
  • Sidley Austin LLP
  • USA
  • March 27 2018

The English court of first instance has provided important guidance on the close-out provisions under the 2002 ISDA Master Agreement. Particular


USCIS Suspends Premium Processing Service for Cap-Subject H-1B Cases
  • Jackson Lewis PC
  • USA
  • March 21 2018

USCIS has once again announced the temporary suspension of the Premium Processing service for all cap-subject H-1B cases, including “Master’s Cap”


DOL Expresses Interest in Banning “Tip-Skimming”
  • Hunton & Williams LLP
  • USA
  • March 21 2018

The practice of “tip-pooling,” which refers to the sharing of tips between “front-of-house” staff (servers, waiters, bartenders) and “back-of-house”


Tenth Circuit Upholds DOL’s Authority to Impose New Conditions for PTEs and Leaves Door Open for Changes to Fiduciary Rule
  • Proskauer Rose LLP
  • USA
  • March 15 2018

The Tenth Circuit recently affirmed the Department of Labor’s authority to impose new conditions for exemption from prohibited transaction rules with


Structuring a lending transaction in Poland
  • DLA Piper
  • Poland, Global
  • March 15 2018

A structured guide to structuring a lending transaction in Poland


Wage and Hour Division announces pilot limited “amnesty” program
  • Porter Wright Morris & Arthur LLP
  • USA
  • March 8 2018

The U.S. Department of Labor’s Wage and Hour Division (WHD) has announced a new nationwide pilot program, called the Payroll Audit Independent


Investment Advisers and Conflicts Of Interest
  • Spencer Fane LLP
  • USA
  • March 8 2018

As discussed in our February 20, 2018, article, the Division of Enforcement of the Securities and Exchange Commission (the “Division”) released an