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Results: 1-10 of 18,589

SEC Proposes Standards of Conduct for Broker-Dealers, Investment Advisers
  • Morgan Lewis
  • USA
  • April 20 2018

In a first step toward developing standards for advice to retail customers, the Securities and Exchange Commission recently proposed rules and


Russia Adopts Rules for Governmental Preliminary Review of Transactions Involving Foreign Investors
  • Skadden Arps Slate Meagher & Flom LLP
  • Russia
  • April 20 2018

The Russian government has adopted rules setting out the procedure for preliminary review by the Russian prime minister of transactions entered into


Southern District Deals Blow to FCPA-Based Securities Class Actions
  • Dechert LLP
  • USA
  • April 17 2018

When a public company resolves a Foreign Corrupt Practices Act (FCPA) investigation by either the U.S. Department of Justice (DOJ) or Securities and


From the Golden Gate to the golden triangle
  • Penningtons Manches LLP
  • United Kingdom
  • April 17 2018

There has never been a more exciting time to be involved in the technology industry and its impressive pace of change. Whether you're in cambridge or


UK FCA publishes statement on Cryptocurrency derivatives
  • McCarthy Tétrault LLP
  • United Kingdom, Canada
  • April 17 2018

On April 6, 2018, the United Kingdom Financial Conduct Authority (FCA) issued a statement on cryptocurrency derivatives (the FCA Statement) indicating


Regulatory Framework for Syndicated Mortgages is Changing
  • AUM Law
  • Canada
  • April 16 2018

In the spring, Ontario investors' fancy lightly turns to thoughts of real estate. And where investors go, so too go the regulators. We aren't


SEC Action Highlights Importance of Specific Language in Directors and Officers Insurance for Fintech and Other Startup Companies
  • Bradley Arant Boult Cummings LLP
  • USA
  • April 16 2018

The founder of Mozido, the fintech startup once claimed to be valued at $5.6 billion, has been named as a defendant in a civil lawsuit filed by the


M&A in Romania
  • Volciuc-Ionescu SCA
  • Romania, Global
  • April 12 2018

A structured guide to merger and acquisition law and practice in Romania


Shareholder Litigation in the Wake of the MeToo Movement
  • Morgan Lewis
  • USA
  • April 12 2018

Companies are facing a growing number of derivative and securities class actions in the wake of the MeToo movement. Having strong protocols to


EB-5 Alert - Recent System Conversion at USCIS Results in 90 Day Delay for I-829 Receipt Notices and ASC Appointment Notices
  • Greenberg Traurig LLP
  • USA
  • April 11 2018

Due to a recent system conversion at the United States Citizenship and Immigration Services (USCIS), all I-829 receipt notices and ASC Appointment