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Results:1-10 of 15,228

Former Keydata boss stuck with £76 million FCA fine
  • Squire Patton Boggs
  • United Kingdom
  • November 13 2018

The Upper Tribunal, the independent Court that hears appeals from FCA decisions, last week upheld the regulator’s decision to fine Stewart Ford, the


Real estate investment in the USA
  • Paul Weiss
  • USA, Global
  • November 12 2018

A structured guide to the real estate investment climate in the USA


Filing securities claims in Canada
  • Borden Ladner Gervais LLP
  • Canada, Global
  • November 12 2018

A structured guide to filing securities claims in Canada


Real estate investment in the Netherlands
  • Allen & Overy LLP
  • Netherlands, Global
  • November 12 2018

A structured guide to the real estate investment climate in the Netherlands


Real estate investment in Austria
  • Binder Grösswang Rechtsanwälte GmbH
  • Austria, Global
  • November 12 2018

A structured guide to the real estate investment climate in Austria


BSR Conference 2018: A New Blueprint for Business
  • Skadden Arps Slate Meagher & Flom LLP
  • USA
  • November 6 2018

SEC reporting and compliance head Brian Breheny will speak at the 2018 BSR Conference in New York on November 6-8. Mr. Breheny will participate in a


SEC Enforcement Division Releases Report On FY 2018, Highlighting Focus On Cyber And Efforts To Protect Retail Investors
  • Shearman & Sterling LLP
  • USA
  • November 6 2018

On November 2, 2018, the U.S. Securities and Exchange Commission (“SEC”) Enforcement Division issued its annual report (“Annual Report”) on


Structuring a lending transaction in the Dominican Republic
  • Guzmán Ariza
  • Dominican Republic, Global
  • November 5 2018

A guide to structuring a lending transaction in the Dominican Republic


OCIE Publishes Risk Alert Regarding Cash Solicitation Rule
  • Fried Frank Harris Shriver & Jacobson LLP
  • USA
  • November 5 2018

On October 31, 2018, the Office of Compliance Inspections and Examinations ("OCIE") published a National Exam Program Risk Alert (the "Risk Alert")


U.S. Court Enjoins Asian Investor from Invoking Shareholder Purchase Rights in an Asian Joint Venture
  • K&L Gates
  • USA, Hong Kong
  • November 1 2018

A U.S. Bankruptcy Court (the “Bankruptcy Court”) recently enjoined a Hong Kong-based investor from exercising its shareholder purchase rights in an