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U.S. Securities Law Briefing: SEC Proposes Easing Financial Disclosure Requirements for Offerings of Guaranteed Securities
  • Linklaters LLP
  • USA
  • July 31 2018

The U.S. Securities and Exchange Commission (the “SEC”) recently proposed amendments that would ease the financial disclosure requirements in Rules


FINRA Encourages Firms to Report Involvement in Activities Related to Digital Assets
  • Steptoe & Johnson LLP
  • USA
  • July 31 2018

In a Regulatory Notice published July 6, 2018, the Financial Industry Regulatory Authority (FINRA) encourages its members to promptly notify FINRA if


Private Clients in India
  • Khaitan & Co
  • Global, India
  • July 31 2018

A structured guide to private Clients in India


Private Clients in Japan
  • Nagashima Ohno & Tsunematsu
  • Global, Japan
  • July 31 2018

A structured guide to private Clients in Japan


SEC Proposes to Simplify Guarantor and Pledgor Disclosures in Registered Debt Offerings
  • Bass, Berry & Sims PLC
  • USA
  • July 25 2018

On July 24, the SEC proposed amendments to Rule 3-10 of Regulation S-X for guarantors and issuers of guaranteed securities registered or being


SEC Proposes Amendments to Financial Statement Disclosure Requirements
  • Mayer Brown
  • USA
  • July 25 2018

At last week’s open meeting, the Securities and Exchange Commission originally had been scheduled to consider a proposed amendment to Regulation S-X


SEC proposes to amend financial disclosure rules related to guaranteed or collateralized debt securities
  • Cooley LLP
  • USA
  • July 25 2018

Yesterday, the SEC voted to propose new amendments to Rules 3-10 and 3-16 of Reg S-X intended to streamline the financial disclosure rules related to


CSA Amendments to Simplify Reports of Exempt Distribution
  • McCarthy Tétrault LLP
  • USA, Canada
  • July 25 2018

On July 19, 2018, the Canadian Securities Administrators (“CSA”) published final amendments (the “Amendments”) to National Instrument 45-106 -


SEC amends rule 701’s additional disclosure threshold from $5 million to $10 million - more changes on the Horizon
  • Weil Gotshal & Manges LLP
  • USA
  • July 23 2018

The U.S. Securities and Exchange Commission approved an amendment to Rule 701(e) under the Securities Act of 1933, on July 18, 2018 increasing


Filing securities claims in the United Kingdom
  • RPC
  • United Kingdom, Global
  • July 19 2018

A structured guide to filing securities claims in the United Kingdom