We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 26,043

How to structure legally compliant token sales
  • Hogan Lovells
  • USA
  • January 19 2018

Sales of digital tokens used and issued on blockchain-based online platforms (sometimes also referred to as initial coin offerings or "ICOs") have


CSA: EU Trading Venues with Canadian Participants Subject to Canadian Rules (Unless Exempt)
  • Stikeman Elliott LLP
  • USA, Canada, European Union
  • January 17 2018

The Canadian Securities Administrators (CSA) have issued a Staff Notice cautioning foreign trading venues that offer access to Canadian participants


Amendments to SEBI circular on schemes of arrangements by listed entities
  • Khaitan & Co
  • India
  • January 10 2018

The Securities and Exchange Board of India (SEBI) has issued a circular dated 3 January 2018 (Ref: CFDDIL3CIR20182) (2018 Amendment Circular


SEC Cyber Unit Increases Efforts to Regulate Crypto-Currency
  • Nossaman LLP
  • USA
  • January 9 2018

Based on how 2017 ended, entities and individuals in the crypto-currency markets should expect increased scrutiny from the United States Securities


Securities regulators referee the Aurora hostile bid for CanniMed
  • Osler Hoskin & Harcourt LLP
  • Canada
  • January 8 2018

On December 22, 2017, the Ontario Securities Commission (the OSC) and the Financial and Consumer Affairs Authority of Saskatchewan (the FCAAS


India: Exemption from making an open offer under SEBI (Substantial Acquisition of Shares and Takeovers) Regulations 2011
  • SS Rana & Co
  • India
  • January 8 2018

As per the notification dated December 22, 2017, the Securities and Exchange Board of India (hereinafter referred to as the


FINRA Fines One Broker-Dealer US $2 Million for Flawed Email Review System, and Another Broker-Dealer US $2.8 Million for Inadequate Segregation of Customer Securities
  • Katten Muchin Rosenman LLP
  • USA
  • January 7 2018

Raymond James Financial Services, Inc., agreed to pay a fine of US $2 million to the Financial Industry Regulatory Authority for not maintaining an


REITS and INVITS framework: amendments notified
  • Khaitan & Co
  • India
  • January 4 2018

With an aim to encourage investments in real estate investment trusts (REITs) and infrastructure investment trusts (InvITs), the Securities and


Bridging the FinTech gap: What dividend should we seek from regulatory cooperation across jurisdictions?
  • Herbert Smith Freehills LLP
  • USA, Australia, Hong Kong
  • December 21 2017

Technology-facilitated innovation in financial services, a diverse collection of topics which coalesces under the portmanteau term of "FinTech", is


ACVM : le dégroupage imposé par la directive MIF II ne nécessitera pas de changements aux règles de paiement direct canadiennes
  • Stikeman Elliott LLP
  • Canada
  • December 21 2017

The Markets in Financial Instruments Directive II (MiFID II) is the EU legislation that regulates firms providing investment services in Financial