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How to structure legally compliant token sales
  • Hogan Lovells
  • USA
  • January 19 2018

Sales of digital tokens used and issued on blockchain-based online platforms (sometimes also referred to as initial coin offerings or "ICOs") have

CSA: EU Trading Venues with Canadian Participants Subject to Canadian Rules (Unless Exempt)
  • Stikeman Elliott LLP
  • USA, Canada, European Union
  • January 17 2018

The Canadian Securities Administrators (CSA) have issued a Staff Notice cautioning foreign trading venues that offer access to Canadian participants

Amendments to SEBI circular on schemes of arrangements by listed entities
  • Khaitan & Co
  • India
  • January 10 2018

The Securities and Exchange Board of India (SEBI) has issued a circular dated 3 January 2018 (Ref: CFDDIL3CIR20182) (2018 Amendment Circular

SEC Cyber Unit Increases Efforts to Regulate Crypto-Currency
  • Nossaman LLP
  • USA
  • January 9 2018

Based on how 2017 ended, entities and individuals in the crypto-currency markets should expect increased scrutiny from the United States Securities

Securities regulators referee the Aurora hostile bid for CanniMed
  • Osler Hoskin & Harcourt LLP
  • Canada
  • January 8 2018

On December 22, 2017, the Ontario Securities Commission (the OSC) and the Financial and Consumer Affairs Authority of Saskatchewan (the FCAAS

India: Exemption from making an open offer under SEBI (Substantial Acquisition of Shares and Takeovers) Regulations 2011
  • SS Rana & Co
  • India
  • January 8 2018

As per the notification dated December 22, 2017, the Securities and Exchange Board of India (hereinafter referred to as the

FINRA Fines One Broker-Dealer US $2 Million for Flawed Email Review System, and Another Broker-Dealer US $2.8 Million for Inadequate Segregation of Customer Securities
  • Katten Muchin Rosenman LLP
  • USA
  • January 7 2018

Raymond James Financial Services, Inc., agreed to pay a fine of US $2 million to the Financial Industry Regulatory Authority for not maintaining an

REITS and INVITS framework: amendments notified
  • Khaitan & Co
  • India
  • January 4 2018

With an aim to encourage investments in real estate investment trusts (REITs) and infrastructure investment trusts (InvITs), the Securities and

Bridging the FinTech gap: What dividend should we seek from regulatory cooperation across jurisdictions?
  • Herbert Smith Freehills LLP
  • USA, Australia, Hong Kong
  • December 21 2017

Technology-facilitated innovation in financial services, a diverse collection of topics which coalesces under the portmanteau term of "FinTech", is

ACVM : le dégroupage imposé par la directive MIF II ne nécessitera pas de changements aux règles de paiement direct canadiennes
  • Stikeman Elliott LLP
  • Canada
  • December 21 2017

The Markets in Financial Instruments Directive II (MiFID II) is the EU legislation that regulates firms providing investment services in Financial