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Results: 1-10 of 11,021

CSA Releases Client-Focused Reforms to NI 31-103 in Response to Client-Registrant Relationship Concerns
  • McMillan LLP
  • Canada
  • July 19 2018

On June 21, 2018 the Canadian Securities Administrators (the "CSA") released proposed amendments (the "Proposed Amendments") to National Instrument


Temporary Schedule Change Amendments to New York City Fair Workweek Law Effective July 18
  • Jackson Lewis PC
  • USA
  • July 12 2018

Starting on July 18, 2018, New York City employers are required to provide two temporary schedule changes to employees each calendar year for


Hong Kong Exchange Publishes Conclusions on Delisting Consultation
  • Jones Day
  • Hong Kong
  • July 12 2018

On May 25, 2018, The Stock Exchange of Hong Kong Limited ("Hong Kong Stock Exchange") announced the consultation conclusions to its Consultation Paper


SEC Proposes Amendments to the Whistleblower Program
  • Wilmer Cutler Pickering Hale and Dorr LLP
  • USA
  • July 11 2018

In 2011, pursuant to authority granted under the Dodd-Frank Wall Street Reform and Consumer Protection Act, the Securities and Exchange Commission


Registrants Face Significantly Increased Obligations under Proposed CSA Rule Amendments
  • McCarthy Tétrault LLP
  • Canada
  • July 11 2018

Recently, the Canadian Securities Administrators (CSA) published for comment important rule amendments to National Instrument 31-103 Registration


SEC Proposes Rule Designed to Permit Certain ETFs to Operate Without an Exemptive Order and Adopts Amendments to the Liquidity Rule
  • Paul Hastings LLP
  • USA
  • July 2 2018

On Thursday, June 28, 2018, the Securities and Exchange Commission (the “SEC” or the “Commission”) unanimously approved proposed Rule


Amendments to the BC Class Proceedings Act Will Come Into Force on October 1, 2018
  • McCarthy Tétrault LLP
  • Canada
  • June 29 2018

On April 23, 2018, the BC’s Attorney General announced that the government was tabling major amendments to BC’s Class Proceedings Act. The amendments


Real Estate Transfer Tax in Share Deals: Implications of the Planned Amendments
  • Greenberg Traurig LLP
  • USA
  • June 29 2018

On June 21, 2018, the finance ministers of the German states agreed to tighten the regulations regarding real estate transfer tax in share deals, and


Amendments to Rule 701 Increase Opportunities For Startups and Private Companies
  • Taft Stettinius & Hollister LLP
  • USA
  • June 25 2018

The recently enacted U.S. Economic Growth, Regulatory Relief and Consumer Protection Act of 2018 includes a provision that requires the U.S


NC Legislative Update: June 22, 2018
  • Nexsen Pruet
  • USA
  • June 22 2018

The Nexsen Pruet NC Legislative Update did not publish last week. This update covers both last week and this week. THIS WEEK Lawmakers