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CSA Publishes Review of Disclosure of Reporting Issuers in the Cannabis Industry
  • McMillan LLP
  • Canada
  • October 18 2018

On October 10, 2018, the Canadian Securities Administrators (the "CSA") published CSA Staff Notice 51-357 Staff Review of Reporting Issuers in the


CSA Publishes Review of Disclosure of Reporting Issuers in the Cannabis Industry
  • McMillan LLP
  • Canada
  • October 17 2018

On October 10, 2018, the Canadian Securities Administrators (the “CSA”) published CSA Staff Notice 51-357 Staff Review of Reporting Issuers in the


Changes Coming to Non-GAAP and Other Financial Measures Disclosures Regime
  • Bennett Jones LLP
  • Canada
  • October 16 2018

On September 6, 2018, the Canadian Securities Administrators (CSA) published a Notice and Request for Comment (the "Notice") regarding Proposed


SEC Expands Disclosure Obligation Regulations for Government Bond Issuers
  • Quarles & Brady LLP
  • USA
  • October 16 2018

In August 2018, the Securities and Exchange Commission ("SEC") published final rules amending SEC Rule 15c2-12 (the "Rule") to add two


BCSC Proposes Electronic Filing of Annual Reports of Exempt Distributions
  • Fasken
  • Canada
  • September 25 2018

The British Columbia Securities Commission (BCSC) published proposed amendments (Proposed Amendments) to British Columbia Instrument 13-502 Electronic


Proxy Advisory Firm Guidance Withdrawn by the SEC
  • Hunton Andrews Kurth LLP
  • USA
  • September 19 2018

On September 13, 2018, the staff (the "Staff") of the Division of Investment Management of the Securities and Exchange Commission (the "SEC") issued a


CSA Amends Requirements for Reporting Exempt Distributions
  • Fasken
  • Canada
  • September 12 2018

The Canadian Securities Administrators (CSA) published amendments (Amendments) to National Instrument 45-106 Prospectus Exemptions and CSA Staff


SEC Updates and Streamlines Disclosure Requirements
  • Jones Day
  • USA
  • September 12 2018

On August 17, 2018, the SEC adopted amendments to Regulation S-K, Regulation S-X, and certain related rules and forms which, among other things:


Securities Regulators Seek to Address Inconsistencies in Disclosure of Non-GAAP Financial Measures
  • Davies Ward Phillips & Vineberg LLP
  • Canada
  • September 10 2018

Over the past few years, the Canadian Securities Administrators (CSA) has increasingly scrutinized the public disclosure of numerical measures of


SEC Proposes to Simplify Debt Offering Disclosures
  • Kramer Levin Naftalis & Frankel LLP
  • USA
  • September 4 2018

In July, the Securities and Exchange Commission (SEC) proposed amendments to streamline financial disclosure requirements for two categories of market