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Results:1-10 of 5,014

New York State Department of Financial Services Challenges OCC Authority on Fintech Charters
  • Sidley Austin LLP
  • USA
  • September 19 2018

On July 31, 2018, the U.S. Office of the Comptroller of the Currency (OCC) announced its decision (the Fintech Charter Decision) to begin accepting


One-Two-Three Punch: SEC and FINRA Announce Actions Against Unregistered Broker, Digital Asset Manager and FINRA Registered Person
  • Sidley Austin LLP
  • USA
  • September 18 2018

On September 11, the Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) separately announced three “first of


One-Two-Three Punch: SEC and FINRA Announce Actions Against Unregistered Broker, Digital Asset Manager and FINRA Registered Person
  • Sidley Austin LLP
  • USA
  • September 18 2018

On September 11, the Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) separately announced three “first of


Brexit and Payment Services: UK Proposes Amendments to Key Regulations
  • Sidley Austin LLP
  • United Kingdom, European Union
  • September 18 2018

On September 5, 2018, the UK government proposed amendments to the UK Payment Services Regulations 2017 (PSRs), the UK Electronic Money Regulations


Seventh Circuit upholds Illinois zero emission credits for nuclear facilities.
  • Sidley Austin LLP
  • USA
  • September 17 2018

On September 13, the U.S. Court of Appeals for the Seventh Circuit issued a decision affirming the district court in upholding the Illinois zero


CFTC issues enforcement order for unregistered CTA.
  • Sidley Austin LLP
  • USA
  • September 17 2018

On Friday, September 14, CFTC issued an order finding that Mobius Risk Group LLC was an unregistered Commodity Trading Advisor (CTA). CFTC found that


CFTC orders BNP Paribas to pay $90 million penalty for attempted manipulation and false reporting of U.S. Dollar ISDAFIX benchmark swap rates.
  • Sidley Austin LLP
  • USA
  • September 17 2018

On August 29, the CFTC issued an order filing and settling charges against BNP Paribas Securities Corp. (BNP Paribas) for attempted manipulation of


CFTC files 12 enforcement actions addressing registration, position limits, recordkeeping, supervision and reporting.
  • Sidley Austin LLP
  • USA
  • September 17 2018

In addition to the Mobius settlement discussed above, on September 14, the CFTC issued 11 other orders filing and simultaneously settling charges


Judge denies class action lawsuit alleging antitrust violations in New England gas market.
  • Sidley Austin LLP
  • USA
  • September 17 2018

On September 11, Judge Denise J. Casper of the U.S. District Court for the District of Massachusetts issued an order dismissing a putative class


FERC issues notice of intent to revoke MBR authority to five entities for failure to file EQRs.
  • Sidley Austin LLP
  • USA
  • September 17 2018

On August 21, FERC issued an order of intent to revoke the market-based rate authority of five public utilities with market-based rate authorization