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Issues for Compensation Committees to Consider When Grappling With Changes to 162(m) and the Death of the Performance-Based Compensation Exemption
  • Katten Muchin Rosenman LLP
  • USA
  • January 18 2018

As much has been written regarding the repeal of the performance-based exception to the $1 million dollar deduction limitation under Code Section


Bridging the Week by Gary DeWaal: January 8 to 12, and 16, 2018 (FINRA Examination Priorities Crypto-Exchange Suit Treasury Secretary Speaks Bitcoin)
  • Katten Muchin Rosenman LLP
  • USA
  • January 15 2018

Last week, the Financial Industry Regulatory Authority disclosed its examination priorities for this year. FINRA’s focus will include, among a wide


ISDA Announces Plans for French and Irish Law Governed Master Agreements After Brexit
  • Katten Muchin Rosenman LLP
  • USA, United Kingdom, European Union
  • January 12 2018

On January 8, the International Swaps and Derivatives Association, Inc. (ISDA) published a blog post providing insight into how it is preparing for


FINRA Releases 2018 Regulatory and Examination Priority Letter
  • Katten Muchin Rosenman LLP
  • USA
  • January 12 2018

On January 8, the Financial Industry Regulatory Authority (FINRA) released its annual Regulatory and Examination Priority Letter detailing various


NFA Issues Notice of Additional Reporting Requirements for CPOs and CTAs That Trade Virtual Currency Products and IBs that Solicit or Accept Orders in Virtual Currency Products
  • Katten Muchin Rosenman LLP
  • USA
  • January 12 2018

On December 14, 2017, the National Futures Association (NFA) issued Notices regarding commodity pool operators (CPOs), commodity trading advisors


FCA Publishes Guidance and Updated Forms and Webpages Reflecting MiFID II Implementation
  • Katten Muchin Rosenman LLP
  • USA
  • January 12 2018

On January 3, the UK Financial Conduct Authority (FCA) published a document containing general guidance on the authorization process, forms and


CFTC Approves Amendments to Commission Regulations Under Parts 3 and 9
  • Katten Muchin Rosenman LLP
  • USA
  • January 12 2018

On January 9, the Commodity Futures Trading Commission announced it had unanimously approved final rules that update Parts 3 (Registration) and 9


UK Government Publishes Response to Feedback on Trade White Paper
  • Katten Muchin Rosenman LLP
  • USA, United Kingdom, European Union
  • January 12 2018

On January 5, the UK Department for International Trade (DIT) published the UK government’s response to feedback on the DIT’s Trade White Paper on


Implementation of MiFID II Still Incomplete Across Europe
  • Katten Muchin Rosenman LLP
  • European Union
  • January 12 2018

Further updating the Corporate &Financial Weekly Digest edition of December 8, 2017, as of January 8, there were still only 14 European Union (EU


NFA Issues Notice of the Effective Date of Amendments to NFA Compliance Rule 2-36: Requirements for Forex Transactions and NFA Compliance Rule 2-43: Forex Orders
  • Katten Muchin Rosenman LLP
  • USA
  • January 12 2018

On January 11, the National Futures Association (NFA) issued a Notice that the amendments to NFA Compliance Rules 2-36 and 2-43 submitted to the