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Results: 1-10 of 829

Twelve o’clock high: court upholds “tail-gunner” clause and awards success fee to former financial adviser
  • Norton Rose Fulbright
  • United Kingdom
  • June 4 2010

In Seymour Pierce Limited v Grandtop International Holdings Limited 2010 EWHC 676 (QB) Mr Justice Eady upheld a "tail-gunner" clause in a financial adviser's engagement letter and awarded a success fee to the financial adviser after its former client completed a takeover of Birmingham City Football Club (with a different adviser) and even though its original retainer had been terminated


The small firms financial crime review
  • Norton Rose Fulbright
  • United Kingdom
  • May 31 2010

In April 2008, the FSA launched a major thematic project which was aimed at establishing the extent to which small firms across the financial services industry addressed financial crime risks in their businesses


BBA response to European Commission communication on bank resolution funds
  • Norton Rose Fulbright
  • United Kingdom, European Union
  • May 31 2010

The British Bankers' Association (BBA) has issued a short press statement concerning the European Commission's proposal on bank resolution funds


The FSA’s markets regulatory agenda
  • Norton Rose Fulbright
  • United Kingdom
  • May 31 2010

The FSA has published a paper which is entitled The FSA's markets regulatory agenda


Government commits to transparent, fair and independently designed payment scheme for Equitable Life policyholders that is swift, simple, transparent and fair
  • Norton Rose Fulbright
  • United Kingdom
  • May 31 2010

The Financial Secretary to the Treasury, Mark Hoban MP, has announced that the Government will take forward a Bill to enable payments to be made in relation to Equitable Life, as included in the Queen's Speech to Parliament


ISDA comments on sovereign CDS
  • Norton Rose Fulbright
  • Global
  • May 31 2010

The International Swaps and Derivatives Association (ISDA) has made a statement in light of the continued focus on the role of credit default swaps (CDS) in the global market place


The FSA’s role under the Payment Services Regulations 2009
  • Norton Rose Fulbright
  • United Kingdom
  • May 31 2010

The FSA has published an updated version of a paper in which it explains its role under the Payment Services Regulations 2009 (PSRs


The coalition: our programme for government
  • Norton Rose Fulbright
  • United Kingdom
  • May 31 2010

The Conservatives and Liberal Democrats have published the text of the full Coalition Agreement, setting out the main elements of the new UK Government's policy programme


Public hearing "market abuse: promoting deterrence, market integrity and investor protection"
  • Norton Rose Fulbright
  • European Union
  • May 31 2010

The European Commission is holding a public hearing on the review of the Market Abuse Directive (MAD) on 2 July 2010 in Brussels


CESR intensifies co-ordination in the light of recent market volatility in euro denominated debt instruments
  • Norton Rose Fulbright
  • European Union
  • May 31 2010

The Committee of European Securities Regulators (CESR) has issued a press release stating that it is intensifying the co-ordination of its members' market surveillance following the recent market volatility in euro denominated debt instruments