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Results: 1-10 of 1,066

Global regulation and investigations challenges ahead in 2015
  • Norton Rose Fulbright
  • USA, Middle East, Asia-Pacific, Africa, Canada, European Union, Global
  • March 2 2015

Regulation and investigations remain among the primary concerns of businesses. In this briefing, we provide an overview of some of the key global and


10 things you should know about the latest ESMA MiFID II MiFIR papers
  • Norton Rose Fulbright
  • European Union
  • January 20 2015

The Markets in Financial Instruments Directive (recast) (MiFID II) and the Markets in Financial Instruments Regulation (MiFIR) were published in the


The new accountability regime
  • Norton Rose Fulbright
  • United Kingdom
  • December 8 2014

In the UK the Financial Services and Markets Act 2000 (FSMA) gives the Prudential Regulation Authority (PRA) and the Financial Conduct Authority


MiFID II MiFIR series - investor protection (conduct of business)
  • Norton Rose Fulbright
  • European Union
  • October 13 2014

The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law, setting out which investment services


MiFID II MiFIR series - trading venues and market infrastructure
  • Norton Rose Fulbright
  • European Union
  • October 13 2014

The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law setting out which investment services


MiFID II MiFIR series - third countries
  • Norton Rose Fulbright
  • European Union
  • October 13 2014

The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law setting out which investment services


MiFID II MiFIR series - high frequency and algorithmic trading obligations
  • Norton Rose Fulbright
  • European Union
  • October 10 2014

The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law setting out which investment services


MiFID II MiFIR series - impact on commodities and commodity derivatives trading
  • Norton Rose Fulbright
  • European Union
  • October 9 2014

The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law setting out which investment services


MiFID II MiFIR series - corporate governance
  • Norton Rose Fulbright
  • United Kingdom, European Union
  • October 9 2014

The Markets in Financial Instruments Directive (MiFID) is one of the cornerstones of EU financial services law setting out which investment services


UCITS V Directive: in a nutshell
  • Norton Rose Fulbright
  • European Union
  • September 30 2014

In this briefing note we consider the EU Undertakings for Collective Investment in Transferable Securities (UCITS) V Directive (201491EU) (UCITS V