We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 721

SEC-NYU Program on Shareholder Engagement
  • Morrison & Foerster LLP
  • USA
  • January 16 2018

The Securities and Exchange Commission’s Division of Economic and Risk Analysis is hosting a session in collaboration with New York University’s


ThinkingCapMarkets Podcast - Directly to a National Securities Exchange: Direct Listings
  • Morrison & Foerster LLP
  • USA
  • January 8 2018

In June 2017, the SEC’s Division of Corporation Finance (“Corp Fin”) announced a new policy effective July 2017 that essentially extends the


Food for Thought, part 8
  • Morrison & Foerster LLP
  • USA
  • January 3 2018

Below, a continuation of our bibliography of thought-provoking articles on issues related to right-sizing regulation, staying private versus going


Structured Product Red Herrings: Rule 433 and Rule 424(b)
  • Morrison & Foerster LLP
  • USA
  • December 27 2017

Red herrings for most offerings of structured products registered with the Securities and Exchange Commission (the "SEC") under the Securities Act of


U.S. Regulatory Agenda: What to Expect in 2018
  • Morrison & Foerster LLP
  • USA
  • December 27 2017

Each year for the last several years, we have shared with our readers our list of anticipated areas of regulatory focus for the coming year. Although


Benchmark Regulation: Latest on Grandfathering
  • Morrison & Foerster LLP
  • European Union
  • December 27 2017

The vast majority of the provisions under the EU Benchmarks Regulation (the "BMR") come into effect on 1 January 2018. The BMR establishes a new


EU Regulatory Agenda: What to Expect in 2018
  • Morrison & Foerster LLP
  • United Kingdom, European Union
  • December 27 2017

From a regulatory viewpoint, 2017 was mostly a year for implementing laws and regulations that had already been agreed in principle. There were no


PRIIPs Implementation Date Fast Approaching
  • Morrison & Foerster LLP
  • European Union
  • December 27 2017

As mentioned in our Volume 8, Issue 75 publication of Structured Thoughts, the EU Packaged Retail Products and Insurance-Based Products Regulation


Notice Extends Phase-In of Section 871(m) Regulations
  • Morrison & Foerster LLP
  • USA
  • December 27 2017

On August 4, 2017, the Internal Revenue Service released Notice 2017-42 (the "Notice"), which further extends the phase-in of regulations under


Financial Conduct Authority Releases Data Relating to Complaints about Financial Products
  • Morrison & Foerster LLP
  • United Kingdom
  • December 27 2017

In October 2017, the UK Financial Conduct Authority ("FCA") released its Complaints Data Analysis relating to the first half of 2017.6 The data showed