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Results:1-10 of 732

EU joint declaration on 2017 priorities
  • Cummings Law Ltd
  • European Union
  • January 13 2017

The European Council, Commission and Parliament, have negotiated a joint declaration on their 2017 priorities for the first time, focusing on jobs


HM consultation on amending RAO definition of financial advice
  • Cummings Law Ltd
  • United Kingdom
  • January 13 2017

Following the City of London Law Society (CLLS)'s response to HM Treasury's September consultation on amending


ESMA opinion excludes fund managers from MiFIR intervention powers
  • Cummings Law Ltd
  • European Union
  • January 13 2017

ESMA has published an opinion which excludes fund managers from the scope of intervention powers under MiFIR. Articles 40 and 42 of MiFIR give ESMA


EMIR: ESMA publishes methodology for CCP peer reviews
  • Cummings Law Ltd
  • European Union
  • January 13 2017

ESMA has published the methodology for mandatory peer reviews relating to CCPs' authorisation and supervision under EMIR, which is based on the


Implementation of the UK Corporate Governance and Stewardship Codes during 2016
  • Cummings Law Ltd
  • United Kingdom
  • January 13 2017

The Financial Reporting Council (FRC) has published its annual report on the impact and implementation of the UK Corporate Governance and Stewardship


MLD4
  • Cummings Law Ltd
  • European Union
  • January 13 2017

The European Parliament's Committee on Economic Affairs (ECON) and its Committee on Civil Liberties, Justice and Home Affairs (LIBE) have


MiFID II: IT outsourcing
  • Cummings Law Ltd
  • European Union
  • January 13 2017

The Futures Industry Association has published a due diligence questionnaire for MiFID II investment firms that outsource IT software and


FCA policy update on crowdfunding
  • Cummings Law Ltd
  • United Kingdom
  • January 13 2017

The FCA has updated its policy development webpage which sets out information on the FCA's recent and future publications schedule. The FCA previously


ESMA review on best execution under MiFID
  • Cummings Law Ltd
  • European Union
  • January 13 2017

ESMA has published a follow-up report to its peer review on best execution under MiFID which assesses whether deficiencies identified therein


MiFID II: responses to ESMA consultations
  • Cummings Law Ltd
  • European Union
  • January 13 2017

ESMA has published a list of the responses it has received to its October 2016 consultation paper on the guidelines on the suitability of the