We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 732

FCA policy update on crowdfunding
  • Cummings Law Ltd
  • United Kingdom
  • January 13 2017

The FCA has updated its policy development webpage which sets out information on the FCA's recent and future publications schedule. The FCA previously


ESMA review on best execution under MiFID
  • Cummings Law Ltd
  • European Union
  • January 13 2017

ESMA has published a follow-up report to its peer review on best execution under MiFID which assesses whether deficiencies identified therein


HM consultation on amending RAO definition of financial advice
  • Cummings Law Ltd
  • United Kingdom
  • January 13 2017

Following the City of London Law Society (CLLS)'s response to HM Treasury's September consultation on amending


MiFID II: IT outsourcing
  • Cummings Law Ltd
  • European Union
  • January 13 2017

The Futures Industry Association has published a due diligence questionnaire for MiFID II investment firms that outsource IT software and


CityUK sets out key priorities for financial firms following Brexit
  • Cummings Law Ltd
  • United Kingdom, European Union
  • January 13 2017

TheCityUK has listed 17 points in a two-page document that calls for limited market access for some finance sectors and focusses on a bespoke deal


EU work programme to June 2017
  • Cummings Law Ltd
  • European Union
  • January 13 2017

The Maltese Presidency has published the EU Council's work programme for 1 January to 30 June 2017. Items of interest include the following:


MLD4
  • Cummings Law Ltd
  • European Union
  • January 13 2017

The European Parliament's Committee on Economic Affairs (ECON) and its Committee on Civil Liberties, Justice and Home Affairs (LIBE) have


MiFID II: responses to ESMA consultations
  • Cummings Law Ltd
  • European Union
  • January 13 2017

ESMA has published a list of the responses it has received to its October 2016 consultation paper on the guidelines on the suitability of the


Implementation of the UK Corporate Governance and Stewardship Codes during 2016
  • Cummings Law Ltd
  • United Kingdom
  • January 13 2017

The Financial Reporting Council (FRC) has published its annual report on the impact and implementation of the UK Corporate Governance and Stewardship


EU joint declaration on 2017 priorities
  • Cummings Law Ltd
  • European Union
  • January 13 2017

The European Council, Commission and Parliament, have negotiated a joint declaration on their 2017 priorities for the first time, focusing on jobs