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Results: 1-10 of 12,395

Regulatory Developments and Annual Compliance Obligations Applicable to Private Fund Sponsors
  • Weil Gotshal & Manges LLP
  • USA
  • February 19 2018

Over the course of the last year, there have been a number of regulatory developments affecting private funds and their investment advisers that


Between Bridges by Gary DeWaal - February 19, 2018: CFTC Says Futures Brokerage Firm’s Failure to Supervise Led to Unauthorized Cyber Attack Trader Criminally Charged for Allegedly Misappropriating Employer’s Cryptocurrencies
  • Katten Muchin Rosenman LLP
  • USA
  • February 18 2018

Last week, a futures commission merchant settled an enforcement action brought by the Commodity Futures Trading Commission, claiming that it failed to


CFTC Issues Interim Final Rule To Reorder and Alphabetize Definition Regulation
  • Katten Muchin Rosenman LLP
  • USA
  • February 16 2018

On February 15, the Commodity Futures Trading Commission published and requested comment on an interim final rule to amend the CFTC’s primary


CFTC Issues Order of Registration to ICE Futures Singapore
  • Katten Muchin Rosenman LLP
  • USA
  • February 16 2018

On February 12, the Commodity Futures Trading Commission issued an Order of Registration (Order) granting ICE Futures Singapore Pte. Ltd. (ICEFS


FCA Provides Update on EMIR United States Equivalence Decision and Intragroup Exemptions
  • Katten Muchin Rosenman LLP
  • USA, United Kingdom, European Union
  • February 16 2018

On February 12, the United Kingdom Financial Conduct Authority (FCA) updated its webpage on the European Market Infrastructure Regulation (EMIR


Cryptocurrency in Small Bytes: Who’s in Charge Here Anyway Part II - The Regulators Speak Up
  • Crowell & Moring LLP
  • USA
  • February 15 2018

The Securities Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) have taken early action to assert their jurisdiction over


Financial Regulatory Developments Focus - Issue 62018
  • Shearman & Sterling LLP
  • USA, United Kingdom, European Union
  • February 14 2018

On February 6, 2018, the European Securities and Markets Authority published a final report and final draft Implementing Technical Standards on forms


Affirmations of CPO and CTA registration exemptions are due by March 1, 2018
  • Eversheds Sutherland (US) LLP
  • USA
  • February 14 2018

Persons claiming exemptions from registration as a commodity pool operator (CPO) or a commodity trading advisor (CTA) must affirm their exemptions by


Abu Dhabi is considering cryptocurrency regulation
  • Hogan Lovells
  • USA, United Arab Emirates
  • February 14 2018

What has happened? The markets regulator of Abu Dhabi is thinking of developing a regulatory framework for virtual currency exchanges and


How the Bipartisan Budget Act Will Benefit Whistleblowers
  • Katz Marshall & Banks LLP
  • USA
  • February 13 2018

On February 9, 2018, President Trump signed into law the Bipartisan Budget Act of 2018. Two provisions of the law that have received little coverage