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Results: 1-10 of 12,105

CME Rule Scheduled to Permit Transfer Trades as of Prior Date With Prior Date Settlement Price
  • Katten Muchin Rosenman LLP
  • USA
  • December 11 2017

Effective December 19, CME Group proposes to amend its rules to permit authorized transfers of customers' futures positions from one account to


NFA Proposes Rule Change to Augment Cost Disclosure to Retail Foreign Exchange Dealer Customers
  • Katten Muchin Rosenman LLP
  • USA
  • December 11 2017

The National Futures Association proposed a rule amendment to enhance the disclosure of costs by Forex Dealer Members. Under the revised rule, on a


ICE Futures U.S. Charges Introducing Broker and Employees With Impermissibly Disclosing Customer Order Information and Executing Block Trades Contrary to Requirements
  • Katten Muchin Rosenman LLP
  • USA
  • December 11 2017

EOX Holdings, LLC, a Commodity Futures Trading Commission-registered introducing broker, agreed to pay a fine of US $442,500 to resolve charges


Financial Services Report - Winter 2017
  • Morrison & Foerster LLP
  • USA
  • December 11 2017

The holidays came early for the financial services industry. First, the Senate voted to repeal the CFPB's rule banning class waivers in arbitration


CME Group Exchanges Receive CFTC Report Card on Enforcement Program; Grades “Generally Adequate” But Use of Some Warning Letters Criticized
  • Katten Muchin Rosenman LLP
  • USA
  • December 10 2017

The Division of Market Oversight of the Commodity Futures Trading Commission found no deficiencies in a rule enforcement review of the enforcement


First Cash-Settled Bitcoin Futures Contract Begins Trading on CFTC-Overseen Exchange; Industry Organization Bemoans Self-Certification Process
  • Katten Muchin Rosenman LLP
  • USA
  • December 10 2017

The CBOE Futures Exchange commenced trading of Bitcoin Futures last night - albeit with a temporary website crash - following a week that saw Bitcoin


UK FCA, Dutch AFM and French AMF Publish Position Limits for Commodity Derivative Contracts
  • Katten Muchin Rosenman LLP
  • USA, United Kingdom
  • December 8 2017

Under the revised Markets in Financial Instruments Directive (MiFID II), limits are required to be established on the size of a net position a person


EU and CFTC Implement Mutual Recognition of Derivatives Trading Venues
  • Katten Muchin Rosenman LLP
  • USA
  • December 8 2017

As contemplated by announcements last month, the European Commission (EC) and the Commodity Futures Trading Commission (CFTC) took action this week


NFA Proposes to Amend NFA Registration Rule 802
  • Katten Muchin Rosenman LLP
  • USA
  • December 8 2017

On November 30, the National Futures Association (NFA) submitted proposed amendments to NFA Registration Rule 802 to the Commodity Futures Trading


NFA Proposes to Amend NFA Compliance Rules 2-36 and 2-43
  • Katten Muchin Rosenman LLP
  • USA
  • December 8 2017

On December 4, the National Futures Association (NFA) submitted proposed amendments to NFA Compliance Rule 2-36 and Rule 2-43 to the Commodity