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Financial Regulation Weekly Bulletin - 8 March 2018
  • Slaughter and May
  • United Kingdom, Global
  • March 8 2018

Following the conclusion by the Financial Conduct Authority of its enforcement investigations into the Cooperative Bank plc and related individuals

General Counsel Update - A multijurisdictional guide
  • Herbert Smith Freehills LLP
  • United Kingdom, European Union, Global
  • March 2 2018

On 7 February 2018 the European Commission published draft proposals for the transitional arrangements to be included in the Withdrawal Agreement, to

Financial Regulation Weekly Bulletin - 22 February 2018
  • Slaughter and May
  • USA, United Kingdom, European Union, Global
  • February 22 2018

The Financial Conduct Authority (FCA) and the US Futures Trading Commission (CFTC) have signed a cooperation agreement in which they agree to

Financial Regulatory Developments Focus - Issue 62018
  • Shearman & Sterling LLP
  • USA, United Kingdom, European Union, Global
  • February 21 2018

On February 12, 2018, the European Banking Authority published a letter, dated February 9, 2018, from the EBA Chairperson, Andrea Enria, to Olivier

Global Ambitions for the FCA’s Sandbox
  • Latham & Watkins LLP
  • United Kingdom, Global
  • February 20 2018

The FCA seeks industry feedback to capitalise on global regulatory sandbox trend. The regulatory sandbox was pioneered by the Financial Conduct

Financial Regulatory Developments Focus - Issue 52018
  • Shearman & Sterling LLP
  • USA, United Kingdom, Global
  • February 7 2018

On January 30, 2018, the US Government Accountability Office released a report that details the compliance Of six US federal financial institution

Bridging the Week by Gary DeWaal: January 29 to February 2, and February 5, 2018 (Spoofing FCMs Software Development ICOs Block Trades)
  • Katten Muchin Rosenman LLP
  • USA, Global
  • February 4 2018

Last week, the Commodity Futures Trading Commission announced enforcement actions against four banking organization companies, a software development

Commodity Forward Purchase Agreements: Using Production as a Financing Tool
  • Mayer Brown LLP
  • Global
  • February 2 2018

In light of volatile metal prices and challenges surrounding raising equity financing, using production as a financing tool to fund mine development

Growing Acceptance of Arbitration in International Commercial Financial Transactions
  • Skadden Arps Slate Meagher & Flom LLP
  • USA, Global
  • January 23 2018

Financial institutions have historically been skeptical about arbitration in the commercial context. As a result, the documentation used in commercial

SEC Not Feeling Groovy About Cryptocurrencies - Tells Registered Investment Funds: Slow Down, You Move Too Fast
  • Katten Muchin Rosenman LLP
  • USA, Global
  • January 21 2018

The Securities and Exchange Commission’s Division of Investment Management warned sponsors of registered investment funds not to seek approval to