Taft Stettinius & Hollister LLP | USA | 13 Oct 2023
Congress enacted the Corporate Transparency Act (CTA) on Dec. 11, 2020, to combat financial crimes, including money laundering, tax evasion and…
Taft Stettinius & Hollister LLP | USA | 30 Aug 2023
In August 2023, the Securities and Exchange Committee (SEC) adopted new and amended rules governing private fund advisers. Under the Investment…
Taft Stettinius & Hollister LLP | USA | 31 Jul 2023
Last week, the US Securities and Exchange Commission (SEC) voted 3-2 on a series of rules relating to cybersecurity disclosures, including a new…
Taft Stettinius & Hollister LLP | USA | 15 Jun 2023
In May 2023, the Securities and Exchange Commission (SEC) adopted amendments to Form PF, the confidential reporting form required for SEC-registered…
Taft Stettinius & Hollister LLP | USA | 18 Apr 2023
On April 14, the Supreme Court decided Axon Enterprise, Inc. v. Federal Trade Commission et al. — along with its companion case, Securities and…
Taft Stettinius & Hollister LLP | USA | 20 Mar 2023
The 38th Annual National Institute on White Collar Crime, hosted by the American Bar Association (ABA), took place in early March 2023. The…
Taft Stettinius & Hollister LLP | USA | 9 Jan 2023
It seems that the federal administrative agencies are besieged by constitutional attacks on all sides. That the administrative-state cases &mdash…
Taft Stettinius & Hollister LLP | USA | 16 Dec 2022
On Wednesday, Dec. 14, the Securities and Exchange Commission (SEC) advanced proposals to overhaul the way stock trading happens in the United States…
Taft Stettinius & Hollister LLP | USA | 17 Nov 2022
The Supreme Court has just returned to commence October Term 2022, ending its summer adjournment. The previous term of the court proved to be…
Taft Stettinius & Hollister LLP | USA | 28 Oct 2022
Investment advisers registered with the Securities and Exchange Commission (SEC) must comply with the SEC’s amended marketing rule (Marketing Rule)…