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Article

Fox Rothschild LLP | USA | 22 Jun 2011

Final Dodd-Frank whistleblower rules published by SEC - they reward, but do not require, first resort to corporate compliance programs

The Securities and Exchange Commission recently released the final versions of the Dodd-Frank whistleblower regulations, to become effective on August 12th.

Article

Fox Rothschild LLP | USA | 3 Jun 2011

SEC signs first deferred prosecution agreement

Earlier posts, here, here and here, discussed the announced intention of the Securities and Exchange Commission to newly employ prosecutorial-type devices in an effort to bring a greater number of enforcement actions.

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