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Results:1-10 of 17

Compensation committees and consultants subject to new rules regarding independence and conflicts of interest
  • Sullivan & Worcester LLP
  • USA
  • July 9 2012

Compensation committees of publicly-traded companies will soon be subject to additional rules governing their use of advisers and the independence of the members of their committees.


SEC's whistleblower program finalized
  • Sullivan & Worcester LLP
  • USA
  • June 10 2011

On May 25, 2011, the Securities and Exchange Commission issued final rules to implement provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act designed to encourage whistleblowers to report suspected securities violations to authorities.


SEC adopts rule to give shareholders a “say on pay”
  • Sullivan & Worcester LLP
  • USA
  • February 14 2011

The Securities and Exchange Commission has issued new rules to implement provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act designed to give shareholders the chance to voice their approval or disapproval of public company executive compensation.


Privacy & data security law developments: 2010 mid-year update
  • Sullivan & Worcester LLP
  • USA
  • August 2 2010

This first half of 2010 has, as predicted, seen significant attention given to privacy issues by Congress, regulatory agencies, and the courts.


The Dodd-Frank Act what public companies should be doing now
  • Sullivan & Worcester LLP
  • USA
  • July 26 2010

On July 21, 2010, President Obama signed into law what is being called the most sweeping set of financial reforms since the Great Depression.


The Dodd-Frank Wall Street Reform and Consumer Protection Act’s potential impact on mutual funds, private funds and investment advisers
  • Sullivan & Worcester LLP
  • USA
  • July 16 2010

On July 15, 2010, the U.S. Senate passed the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Bill") by a vote of 60-39.


Robert N. Hickey
  • Sullivan & Worcester LLP

Alexander A. Notopoulos, Jr.
  • Sullivan & Worcester LLP

Daniel Kibler-Stearns
  • Sullivan & Worcester LLP