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Results:1-10 of 26

New York Unveils Details of its Clean Energy Program
  • Sullivan & Worcester LLP
  • USA
  • August 9 2016

The New York Department of Public Service (DPS or Commission) on August 1, 2016 issued its long-awaited Clean Energy Standard order ("Order"). The


Chipping away at disclosure overload
  • Sullivan & Worcester LLP
  • USA
  • July 14 2016

Yesterday, the SEC proposed amendments to eliminate redundant, overlapping, outdated, or superseded provisions, in light of subsequent changes to SEC


Congress Poised to Extend Investment Company Act to U.S. Territories
  • Sullivan & Worcester LLP
  • USA
  • July 13 2016

Congress is poised to eliminate the exemption in the Investment Company Act of 1940 (the 1940 Act) for investment companies located in Puerto Rico


SEC permits use of social media in Regulation FD compliance
  • Sullivan & Worcester LLP
  • USA
  • April 17 2013

The Securities and Exchange Commission has provided new guidance to public companies regarding ways they can publicly disclose material information


Companies raising capital now have a smaller pool of investors to choose from
  • Sullivan & Worcester LLP
  • USA
  • January 18 2012

Following concerns about the housing bubble artificially inflating individuals’ net worth and thereby increasing their eligibility to purchase securities in private offerings with less information than they otherwise would be entitled to, Congress revised the definition of “accredited investor” to exclude the value of a person’s primary residence in determining if the investor has the requisite net worth.


SEC clarifies requirements for cybersecurity disclosure by public companies
  • Sullivan & Worcester LLP
  • USA
  • October 19 2011

Responding to the increased risk to companies with respect to cyber attacks and efforts to prevent such attacks, the Securities and Exchange Commission’s Division of Corporation Finance issued CF Disclosure Guidance: Topic No.


CFIUS-reviewed transactions: securities exchanges
  • Sullivan & Worcester LLP
  • USA
  • June 9 2011

The following summary is an industry segmented example of a CFIUS-reviewed transaction.


CFIUS-reviewed transactions: battery technology
  • Sullivan & Worcester LLP
  • USA
  • May 26 2011

On September 20, 2010 Altair Nanotechnologies Inc. of Reno, Nevada, announced that it had entered into an agreement with Canon Investment Holdings Limited of Zhuhai, China for the sale of 51 of its shares to Canon.


3 lessons from 3Leaf: what to learn from the ongoing match-up between Huawei and CFIUS
  • Sullivan & Worcester LLP
  • USA
  • February 28 2011

This past week saw Huawei Technologies Co. Ltd., the astoundingly successful Chinese manufacturer of mobile telecom equipment, take a difficult step and back away from a confrontation that might have directly involved President Obama as an adversary.


SEC adopts rule to give shareholders a “say on pay”
  • Sullivan & Worcester LLP
  • USA
  • February 14 2011

The Securities and Exchange Commission has issued new rules to implement provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act designed to give shareholders the chance to voice their approval or disapproval of public company executive compensation.