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Results:1-10 of 33

What is an ATM Offering?
  • Sullivan & Worcester LLP
  • USA
  • November 1 2017

There are many ways for a public company to raise money, but one of the more increasingly popular choices is through an "at-the-market" or ATM


SEC fees to increase on October 1st
  • Sullivan & Worcester LLP
  • USA
  • August 25 2017

Yesterday, the SEC announced that in fiscal year 2018 the fees that public companies and other issuers pay to register their securities with the


A Shot Across the Bowand a Welcome One
  • Sullivan & Worcester LLP
  • USA
  • July 27 2017

In the wild west of token sales, that some refer to as "initial token offerings," on July 25, the SEC finally jumped into the fray and said


Newly Codified Exemption for Private Resales of Securities
  • Sullivan & Worcester LLP
  • USA
  • March 8 2016

On December 4, 2015, the Fixing America’s Surface Transportation Act (the FAST Act) was signed into law. While the FAST Act primarily dealt with


FAST Act Legislation Eases Capital Raising Restrictions And Seeks To Simplify Disclosure Requirements
  • Sullivan & Worcester LLP
  • USA
  • January 31 2016

In December 2015, President Obama signed into law the Fixing America's Surface Transportation Act (FAST Act). Buried in the hundreds of unrelated


SEC lifts ban on general solicitation and proposes new rules for private offerings
  • Sullivan & Worcester LLP
  • USA
  • July 29 2013

At long last, on July 10, 2013, the U.S. Securities and Exchange Commission (SEC) adopted a suite of final and proposed rules, including a new rule


SEC approves JOBS Act requirement to life general solicitation ban
  • Sullivan & Worcester LLP
  • USA
  • July 10 2013

Today, the SEC adopted a long awaited, new rule to implement a JOBS Act requirement to lift the ban on general solicitation or general advertising


SEC permits use of social media in Regulation FD compliance
  • Sullivan & Worcester LLP
  • USA
  • April 17 2013

The Securities and Exchange Commission has provided new guidance to public companies regarding ways they can publicly disclose material information


SEC proposes rules lifting ban on general solicitation and advertising in offerings under Rules 506 and 144a
  • Sullivan & Worcester LLP
  • USA
  • September 14 2012

The Securities and Exchange Commission has released proposed rules to lift the ban on general solicitation and general advertising in connection with certain private securities offerings.


Compensation committees and consultants subject to new rules regarding independence and conflicts of interest
  • Sullivan & Worcester LLP
  • USA
  • July 9 2012

Compensation committees of publicly-traded companies will soon be subject to additional rules governing their use of advisers and the independence of the members of their committees.