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SEC adopts “Regulation A” creating a new category of exempt private placements
  • Sullivan & Worcester LLP
  • USA
  • April 14 2015

The SEC has adopted new rules that provide for an additional category of offerings exempt from registration under the Securities Act. This new


SEC lifts ban on general solicitation and proposes new rules for private offerings
  • Sullivan & Worcester LLP
  • USA
  • July 29 2013

At long last, on July 10, 2013, the U.S. Securities and Exchange Commission (SEC) adopted a suite of final and proposed rules, including a new rule


Will foreign private issuers be subject to a stricter disclosure regime?
  • Sullivan & Worcester LLP
  • USA
  • April 18 2012

In a recent speech, Meredith Cross, director of the SEC’s Division of Corporation Finance, observed that the SEC’s staff has noticed a fundamental change in the demographics of foreign private issuers registered in the United States that may indicate the need for a change in their U.S. reporting regime.



Edwin L. Miller Jr.
  • Sullivan & Worcester LLP