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Results: 1-10 of 331

FTC Takes a Bite out of Tooth Scammers
  • Baker & Hostetler LLP
  • USA
  • May 2 2018

Back in July 2017, the Federal Trade Commission launched a suit in the United States District Court of Nevada against three individuals who operated


Banks, Broker-Dealers and Other Financial Institutions Face May 11 Deadline To Comply with FinCEN’s Customer Due Diligence Rule
  • Baker & Hostetler LLP
  • USA
  • April 2 2018

Six years after the Financial Crimes Enforcement Network (FinCEN) originally proposed its Customer Due Diligence (CDD) Rule, the deadline for


2017 FCPA Year-End Update
  • Baker & Hostetler LLP
  • USA, Central & South America, France
  • March 8 2018

2017 marked the fortieth anniversary of the Foreign Corrupt Practices Act (FCPA), and showed continued robust enforcement against both individuals and


2017 Year-End Securities Litigation and Regulatory Enforcement Highlights
  • Baker & Hostetler LLP
  • USA
  • March 7 2018

The purpose of this report is to provide a periodic survey of matters we believe to be of interest to General Counsel, chief compliance officers


SEC Guidance on Disclosure Concerning Cybersecurity Matters
  • Baker & Hostetler LLP
  • USA
  • March 5 2018

On February 21, 2018, the Securities and Exchange Commission (SEC) published interpretive guidance, titled “Commission Statement and Guidance on


E-Discovery and Cryptocurrencies - What you need to know
  • Baker & Hostetler LLP
  • USA
  • February 8 2018

As cryptocurrencies become adopted and accepted by mainstream vendors and consumers, it’s a good idea


ISO 37001: Testing the Ability to Implement a Global Anti-Bribery Standard
  • Baker & Hostetler LLP
  • USA
  • December 20 2017

A year after a global anti-bribery standard was implemented by the International Standards Organization (“ISO”), a slow trend is emerging among major


DOJ Announces Revised FCPA Corporate Enforcement Policy
  • Baker & Hostetler LLP
  • USA
  • December 4 2017

On November 29, 2017, Deputy Attorney General Rod Rosenstein expanded upon the Department of Justice’s (“DOJ”) long-running efforts to encourage


2017 Mid-Year Cross-Border Government Investigations and Regulatory Enforcement Review
  • Baker & Hostetler LLP
  • USA, United Kingdom, Canada, European Union, Hong Kong, Ireland
  • September 20 2017

Welcome to BakerHostetler’s semi-annual Cross-Border Government Investigations and Regulatory Enforcement Review, with this edition delivering news


FTC to Telemarketers: Cállate La Boca!
  • Baker & Hostetler LLP
  • USA
  • September 19 2017

The threats were the worst part, according to the Federal Trade Commision, which alleges that Spanish-speaking consumers throughout the United States