We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results:1-10 of 138

2017 Mid-Year Cross-Border Government Investigations and Regulatory Enforcement Review
  • Baker & Hostetler LLP
  • USA, United Kingdom, Canada, European Union, Hong Kong, Ireland
  • September 20 2017

Welcome to BakerHostetler’s semi-annual Cross-Border Government Investigations and Regulatory Enforcement Review, with this edition delivering news


SEC Statement on Treatment of Digital Assets under the Federal Securities Laws
  • Baker & Hostetler LLP
  • USA
  • August 3 2017

The U.S. Securities and Exchange Commission has provided welcome guidance by publishing its most comprehensive statement to date on the treatment of


2017 Mid-Year Securities Litigation and Enforcement Highlights
  • Baker & Hostetler LLP
  • USA
  • July 31 2017

The purpose of this report is to provide a periodic survey - in addition to our Practice Team Executive Alerts - on matters we believe to be of


Supreme Court to Determine whether State Courts Have Jurisdiction to Adjudicate Covered Class Actions under the Securities Act of 1933
  • Baker & Hostetler LLP
  • USA
  • July 11 2017

On June 27, 2017, the Supreme Court granted certiorari in Cyan Inc. v. Beaver County Employees Retirement Fund,1 to decide whether the Securities


The Supreme Court Reins in the SEC Further on Its Time to Pursue Enforcement Remedies
  • Baker & Hostetler LLP
  • USA
  • June 7 2017

On June 5, the United States Supreme Court unanimously decided in Kokesh v. SEC1 that when the Securities and Exchange Commission (the SEC or the


100 Days In: What Hedge Funds can expect from Congress, the SEC and the Trump administration
  • Baker & Hostetler LLP
  • USA
  • May 23 2017

On April 19, 2017, the Hedge Fund Industry Practice team hosted an event at the New York Yacht Club titled "100 Days In: What Hedge Funds Can Expect


The SEC Shortens the Settlement Cycle for Most Securities Transactions From Three Business Days to Two Business Days
  • Baker & Hostetler LLP
  • USA
  • April 5 2017

The Securities and Exchange Commission has amended Rule 15c6-1 under the Securities Exchange Act of 1934 in order to shorten the standard settlement


2016 Year-End Securities Litigation and Enforcement Highlights
  • Baker & Hostetler LLP
  • USA
  • January 31 2017

Welcome to the 2016 Year-End Report from the BakerHostetler Securities Litigation and Regulatory Enforcement Practice Team. The purpose of this


Securities and Governance Updates - January 26, 2017
  • Baker & Hostetler LLP
  • USA
  • January 26 2017

The adoption of proxy access bylaws has continued over the past year, and we expect that trend will continue. Several hundred companies, including a


The SEC Proposes to Shorten the Settlement Cycle for Most Securities Transactions from Three Business Days to Two Business Days
  • Baker & Hostetler LLP
  • USA
  • October 11 2016

The Securities and Exchange Commission has proposed to amend Rule 15c6-1 under the Securities Exchange Act of 1934 in order to shorten the standard