We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results:1-10 of 104

Fintech in Canada
  • Stikeman Elliott LLP
  • Canada, Global
  • October 29 2018

A structured guide to Fintech in Canada


Fintech regulation in Canada
  • Stikeman Elliott LLP
  • Canada, Global
  • October 29 2018

A structured guide to fintech regulation in Canada


IIROC Withdraws Proposal to Permit Partial Swap Offset Strategies
  • Stikeman Elliott LLP
  • Canada
  • October 3 2018

The Investment Industry Regulatory Organization of Canada (IIROC) recently announced the withdrawal of proposed amendments to its Dealer Member Rules


IIROC Proposes Prohibiting OES Dealers From Providing OES to Registered Dealers
  • Stikeman Elliott LLP
  • Canada
  • September 11 2018

On July 26, 2018, the Investment Industry Regulatory Organization of Canada (IIROC) proposed amendments to its Dealer Member Rules that would prohibit


IIROC Issues Guidance on Exemption Applications
  • Stikeman Elliott LLP
  • Canada
  • April 19 2018

The Investment Industry Regulatory Organization of Canada (IIROC) recently issued a notice setting out how a member (Dealer Member) may make an


IIROC Requests Comments on the Mandatory Reporting of Cybersecurity Incidents
  • Stikeman Elliott LLP
  • Canada
  • April 19 2018

The Investment Industry Regulatory Organization of Canada (IIROC) is seeking comments on proposed amendments to the Dealer Member Rules to require the


Projet de modification de la cotisation minimale des courtiers membres de l’OCRCVM
  • Stikeman Elliott LLP
  • Canada
  • February 8 2018

Dans le but de simplifier une partie du modèle de tarification annuelle des courtiers membres, l’OCRCVM propose une cotisation minimale unique de 22


Securities Regulators Highlight Concerns with Complaint Handling Systems
  • Stikeman Elliott LLP
  • Canada
  • December 19 2017

The Canadian Securities Administrators (CSA), Investment Industry Regulatory Organization of Canada (IIROC) and Mutual Fund Dealers Association of


CSA and IIROC to Consider Internalization
  • Stikeman Elliott LLP
  • Canada
  • December 11 2017

In the face of stakeholder concerns about the internalization of order flow, the Canadian Securities Administrators (CSA) and the Investment Industry


Le rapport annuel 2016-17 de l’OCRCVM aborde ses nouveaux pouvoirs d’enquête et de perception
  • Stikeman Elliott LLP
  • Canada
  • September 25 2017

The Investment Industry Regulatory Organization of Canada (IIROC) released its 2016-17 Annual Report on August 28, 2017. As 2016-17 represented the