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Results: 1-10 of 204

L’ASC propose des modifications réglementaires pour faciliter les placements transfrontaliers
  • Stikeman Elliott LLP
  • Canada
  • April 24 2018

L’Alberta Securities Commission (l’ ASC ) a proposé d’abroger et de remplacer son règlement intitulé Rule 72-501 Distributions to Purchasers Outside


NI 31-103 Amendments: EMDs Banned from Prospectus Offerings
  • Stikeman Elliott LLP
  • Canada
  • August 3 2017

Under a series of amendments to National Instrument 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations published on


OSC 2017 Annual Report for Registrants: 10 Take-aways
  • Stikeman Elliott LLP
  • Canada
  • July 25 2017

On July 11, 2017, the Ontario Securities Commission released Staff Notice 33-748 Annual Summary Report for Dealers, Advisers and Investment Fund


Rights Offerings Increase in Popularity
  • Stikeman Elliott LLP
  • Canada
  • May 26 2017

The use of prospectus-exempt rights offerings has increased across Canada since the adoption of the new rights offering exemption in 2015, as reported


Rights offering amendments for TSXV issuers
  • Stikeman Elliott LLP
  • Canada
  • August 19 2016

Amendments to TSX Venture Exchange (TSXV) Policy 4.5 - Rights Offerings are now in effect reflecting guidance released by the TSXV earlier this year


Online business models and findings from compliance reviews are the focus of OSC annual registrant report
  • Stikeman Elliott LLP
  • Canada
  • August 16 2016

An update on registration initiatives, including the registration of online business models, and current trends in deficiencies and acceptable


New exempt market disclosure obligations - impact on investment funds
  • Stikeman Elliott LLP
  • Canada
  • July 15 2016

The new harmonized Form 45-106F1 Report of Exempt Distribution (the New Report) that came into effect on June 30, 2016 imposes new disclosure


Changes to private placement reports of trade soon in force
  • Stikeman Elliott LLP
  • USA, Canada
  • May 20 2016

A new harmonized Form 45-106F1 Report of Exempt Distribution (the New Report) will come into effect on June 30, 2016 in all Canadian provinces and


Five provinces adopt a new prospectus exemption for retail investors relying on suitability advice from an investment dealer
  • Stikeman Elliott LLP
  • Canada
  • January 22 2016

The securities regulatory authorities of five provinces - British Columbia, Alberta, Saskatchewan, Manitoba and New Brunswick - have adopted a


ASC and Nunavut publish proposed prospectus exemption for start-ups
  • Stikeman Elliott LLP
  • Canada
  • October 27 2015

The Alberta Securities Commission and the Nunavut Securities Office recently published for comment Proposed Multilateral Instrument 45-109 Prospectus