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Results:11-20 of 298

Remplacement de l’ordonnance générale 96-501 : report des dates d’expiration des dispenses relatives à la déclaration de données sur les produits dérivés
  • Stikeman Elliott LLP
  • Canada
  • January 9 2018

L’ordonnance générale 96-501, adoptée à l’origine en 2016, prévoit une dispense générale limitée de certaines obligations de déclarer des données sur


CDIC Act Amendments Passed
  • Stikeman Elliott LLP
  • Canada
  • December 15 2017

Federal Bill C-63 made its way through Parliament on December 12, 2017 and the Canada Deposit Insurance Corporation Act (CDIC Act) amendments that


Rappel concernant les obligations canadiennes de déclaration des sûretés de client
  • Stikeman Elliott LLP
  • Canada
  • August 29 2017

Le régime de conformité de substitution ne s’applique pas aux intermédiaires compensateurs et aux chambres de compensation des États-Unis et de


CSA Withdraw Best Execution Disclosure Proposal
  • Stikeman Elliott LLP
  • Canada
  • July 7 2017

The CSA is withdrawing the best execution disclosure rules proposed in May 2014 in light of amendments to IIROC’s best execution rules which were


CSA Proposes Market Conduct Rule for Derivatives Dealers and Advisors
  • Stikeman Elliott LLP
  • Canada
  • April 7 2017

On April 4, 2017, the Canadian Securities Administrators (CSA) published a notice and request for comment on its proposed business conduct rule that


CSA Proposes Market Conduct Rule for Derivatives Dealers and Advisors
  • Stikeman Elliott LLP
  • Canada
  • April 7 2017

On April 4, 2017, the Canadian Securities Administrators (CSA) published a notice and request for comment on their proposed business conduct rule


2017 Canadian Federal Budget Commentary
  • Stikeman Elliott LLP
  • Canada
  • March 22 2017

The Liberals ran for office on a pledge of running deficits of no more than $10 billion per year until the time of the next election, when the books


Quebec AMF revisits proposal for "hedger" certification and proposes counterparty "hedger" identification requirement
  • Stikeman Elliott LLP
  • Canada
  • March 1 2017

On February 1, 2017, the Autorité des Marchés Financiers (AMF), Quebec’s financial markets regulator, published proposed amendments to the


All bets are off: Quebec AMF moves to ban short-term binary options
  • Stikeman Elliott LLP
  • USA, Canada
  • March 1 2017

On February 1, 2017, the Autorité des Marchés Financiers (AMF), Quebec’s financial markets regulator, published proposed amendments to the


OSFI offers some flexibility for timing to comply with Variation Margin Rules
  • Stikeman Elliott LLP
  • Canada
  • February 28 2017

OSFI published a letter on February 24, 2017 allowing for a transition period in limited circumstances to facilitate compliance with the requirements