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Results:11-17 of 17

IIROC releases Annual Consolidated Compliance Report
  • Stikeman Elliott LLP
  • Canada
  • July 31 2009

The Investment Industry Regulatory Organization of Canada today released its first Annual Consolidated Compliance Report for the 20082009 examination cycle.


IIROC and FINRA announce formal cooperation agreement
  • Stikeman Elliott LLP
  • USA, Canada
  • July 27 2009

The Investment Industry Regulatory Organization of Canada (IIROC) and the U.S. Financial Industry Regulatory Authority (FINRA) today announced a cooperation agreement whose objective is to "enhance the effectiveness of both organizations through the exchange of information and other cross-border assistance."


IIROC publishes strategic plan
  • Stikeman Elliott LLP
  • Canada
  • March 9 2009

The Investment Industry Regulatory Organization of Canada recently published a strategic plan, dated December 2008, which sets out IIROC's broad goals and strategies.


Alix d'Anglejan-Chatillon
  • Stikeman Elliott LLP


David Elder
  • Stikeman Elliott LLP

Andrew S. Cunningham
  • Stikeman Elliott LLP