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Results:11-20 of 33

OSC releases IF Branch and CRR Branch Annual Reports
  • Stikeman Elliott LLP
  • Canada
  • October 22 2010

On October 15, the Ontario Securities Commission (OSC) released its Investment Funds Branch Annual Report for 2010 as well as its Compliance and Registrant Regulation Branch Annual Report.


OSC releases 2010 Annual Report
  • Stikeman Elliott LLP
  • Canada
  • August 20 2010

Earlier this week, the Ontario Securities Commission released its 2010 Annual Report, which provides a review of the OSC's activities over the past year.


CSA release report on continuous disclosure review
  • Stikeman Elliott LLP
  • Canada
  • July 9 2010

The Canadian Securities Administrators today released Staff Notice 51-332 - Continuous Disclosure Review Program Activities for the Fiscal Year Ended March 31, 2010.


CSA provide update on mutual fund point of sale disclosure
  • Stikeman Elliott LLP
  • Canada
  • June 24 2010

Staff of the Canadian Securities Administrators (CSA) recently published a notice providing an update on the point of sale disclosure project for mutual funds.


New Brunswick Securities Commission answers frequently asked questions on local derivatives rule
  • Stikeman Elliott LLP
  • Canada
  • January 26 2010

On January 7, the New Brunswick Securities Commission (NBSC) published NBSC Notice 91-701 to respond to certain frequently asked questions on NBSC Local Rule 91-501 Derivatives (the Rule).


OSC publishes report regarding review of investment funds
  • Stikeman Elliott LLP
  • Canada
  • January 22 2010

Earlier this week, the Ontario Securities Commission (OSC) issueda report summarizing its compliance review of various types of investment funds.


CSA publish FAQ regarding new registration regime
  • Stikeman Elliott LLP
  • Canada
  • January 6 2010

On December 18, 2009, staff of the Canadian Securities Administrators (CSA) published a staff notice (the FAQ) setting out their answers to frequently asked questions regarding National Instrument 31-103 Registration Requirements and Exemptions (31-103) and amendments to National Instrument 33-109 Registration Information (NI 33-109).


OSC publishes notice regarding disclosure of corporate governance and environmental matters
  • Stikeman Elliott LLP
  • Canada
  • December 18 2009

The Ontario Securities Commission (OSC) today released a notice regarding the disclosure of corporate governance and environmental matters by reporting issuers other than investment funds.


OSC publishes Statement of Priorities for 2010-2011 fiscal year
  • Stikeman Elliott LLP
  • Canada
  • December 11 2009

The Ontario Securities Commission today published a request for comments regarding the draft Statement of Priorities for its fiscal year ending March 31, 2011.


Trading or advising in futures and security options
  • Stikeman Elliott LLP
  • Canada
  • August 17 2009

Recent rulemaking across Canada and proposed rules in Quebec (if adopted) will have a significant impact on the cross-border trading activities of non-Canadian dealers, advisers, futures commission merchants (FCMs) and commodity-trading advisers (CTAs) with respect to commodity futures contracts and commodity futures options (futures) as well as security options.