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Results:11-20 of 195

OSC registrant compliance report flags deficiencies and provides guidance
  • Stikeman Elliott LLP
  • Canada
  • November 10 2011

On September 23, the Ontario Securities Commission released OSC Notice 33-736 2011 Annual Summary Report for Dealers, Advisers and Investment Fund Managers.


OSC hosts dialogue 2011
  • Stikeman Elliott LLP
  • Canada
  • November 4 2011

On November 1, the Ontario Securities Commission hosted OSC Dialogue 2011, a conference featuring sessions with securities regulators and industry participants.


IIROC releases Compliance Report for 2011
  • Stikeman Elliott LLP
  • Canada
  • November 3 2011

The Investment Industry Regulatory Organization of Canada yesterday released its Annual Consolidated Compliance Report for 2011.


Ontario's new environmental approval system takes effect
  • Stikeman Elliott LLP
  • Canada
  • October 31 2011

Beginning October 31, 2011, the Ontario Ministry of the Environment’s (the MOE) new online environmental approval application and self-registration system takes effect.


CTRC's vertical integration decision in broadcasting proposes controls on vertically-integrated broadcasters
  • Stikeman Elliott LLP
  • Canada
  • October 31 2011

On February 1, 2011, the Competition Bureau issued a statement in respect of the proposed acquisition of CTVglobemedia Inc. by BCE Inc.


OSC proposes "no-contest" settlement program and considers whistleblower bounty program
  • Stikeman Elliott LLP
  • Canada
  • October 21 2011

In a bid to resolve enforcement matters more quickly and effectively, the Ontario Securities Commission today announced a series of proposed enforcement initiatives that would include permitting market participants to enter into no-contest settlements.


Mexican vacation telemarketers can't escape from CRTC rules
  • Stikeman Elliott LLP
  • Canada
  • October 18 2011

In a recent case involving telemarketing calls made to Canada on behalf of foreign companies, the CRTC has entered into a novel compliance agreement with the companies in question, aided by the local consumer protection agency.


CRTC rattles sabre at ISPs who breach internet traffic management rules
  • Stikeman Elliott LLP
  • Canada
  • September 27 2011

The CRTC has introduced new procedural guidelines - including a range of enforcement mechanisms it may use against non-compliant Internet Service Providers (ISPs) - to deal with complaints from customers who claim that ISPs are inappropriately slowing down access to certain internet content.


Nothing up in the air about privacy: foreign airline must comply with Canadian law
  • Stikeman Elliott LLP
  • Canada
  • September 26 2011

When in Rome, do as the Romans do.


OSC report sets out deficiencies from compliance review of registrants
  • Stikeman Elliott LLP
  • Canada
  • September 23 2011

The OSC today released a report prepared by its Compliance and Registrant Regulation Branch that summarized the new and proposed rules impacting registrants, provided information intended to assist firms and individuals applying for registration, and identified deficiencies found in compliance reviews of registrants.