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Results:11-20 of 640

Seven Canadian Securities Regulators Sign Fintech Innovation Co-operation Agreement with Abu Dhabi
  • Stikeman Elliott LLP
  • Australia, Canada
  • October 30 2017

Fintech innovators in seven Canadian jurisdictions will soon be able to take advantage of a Co-operation Agreement that was recently signed with the


CSA Announces Ban on Sale of Short-Term Binary Options
  • Stikeman Elliott LLP
  • Canada
  • October 27 2017

On September 28, 2017, the Canadian Securities Authorities (other than the British Columbia Securities Commission) announced the adoption of new


The Equity Margin Project: IIROC Withdraws Phase II of the Main Proposal for the New Methodology for Margining Equity Securities
  • Stikeman Elliott LLP
  • Canada
  • August 11 2017

On July 13, 2017, the Investment Industry Regulatory Organization of Canada published IIROC Notice 17-0144 Withdrawal of the New Methodology for


NI 31-103 Amendments: EMDs Banned from Prospectus Offerings
  • Stikeman Elliott LLP
  • Canada
  • August 3 2017

Under a series of amendments to National Instrument 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations published on


IIROC Best Execution Amendments and Guidance
  • Stikeman Elliott LLP
  • Canada
  • August 3 2017

On July 6, 2017, the Investment Industry Regulatory Organization of Canada (IIROC) published final amendments to the Universal Market Integrity Rules


CSA Staff Publish Commentary on MI 61-101 Including the Use of Special Committees and Fairness Opinions
  • Stikeman Elliott LLP
  • Canada
  • July 28 2017

Staff of the securities regulatory authorities in each of Ontario, Quebec, Alberta, Manitoba, and New Brunswick have published commentary on


All bets are off: Quebec AMF moves to ban short-term binary options
  • Stikeman Elliott LLP
  • USA, Canada
  • March 1 2017

On February 1, 2017, the Autorité des Marchés Financiers (AMF), Quebec’s financial markets regulator, published proposed amendments to the


ASC plans to explore the creation and implementation of a whistleblower program
  • Stikeman Elliott LLP
  • Canada
  • February 23 2017

A Whistleblower Program may be part of a comprehensive compliance and enforcement regime that the Alberta Securities Commission (ASC) recently


CDIC publishes guidance note on bank resolution
  • Stikeman Elliott LLP
  • Canada
  • November 21 2016

While reading the provisions of the Canada Deposit Insurance Corporation Act dealing with member institution resolution regimes is excellent brain


OSC focuses on fintech as it enters into cooperation agreement with ASIC and announces other fintech-focused initiatives
  • Stikeman Elliott LLP
  • Australia, Canada
  • November 14 2016

The Ontario Securities Commission (OSC) recently entered into a cooperation agreement with the Australian Securities and Investment Commission (ASIC)